| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
14914.11 |
Day 17 |
Yes |
812.93 |
7-30 Days |
S-3-Q |
12462.48 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39380.47 |
Day 17 |
Yes |
1245.77 |
<7 Days |
S-4-Q |
32400.10 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
1185.06 |
Day 17 |
Yes |
26.05 |
<7 Days |
CB-3-Q |
1352.74 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4601.63 |
Day 17 |
No |
237.18 |
<7 Days |
G-1-Q |
4809.28 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27626.91 |
Day 17 |
No |
2063.77 |
7-30 Days |
G-2-Q |
30717.65 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33832.23 |
Day 17 |
Yes |
1404.23 |
7-30 Days |
G-3-Q |
36189.22 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29185.10 |
Day 17 |
Yes |
2003.48 |
<7 Days |
S-5-Q |
30402.08 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29845.52 |
Day 17 |
Yes |
2080.72 |
31-90 Days |
S-6-Q |
23965.73 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11482.00 |
Day 17 |
No |
492.06 |
<7 Days |
S-7-Q |
11135.57 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
43601.90 |
Day 17 |
No |
3062.10 |
7-30 Days |
E-1-Q |
37244.88 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
31648.13 |
Day 17 |
No |
557.98 |
<7 Days |
E-2-Q |
33455.51 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21826.66 |
Day 17 |
Yes |
1859.39 |
31-90 Days |
IG-1-Q |
21338.51 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36036.71 |
Day 17 |
Yes |
3098.46 |
31-90 Days |
IG-2-Q |
29407.27 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
15175.67 |
Day 17 |
Yes |
1432.03 |
31-90 Days |
C-1 |
14387.05 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5799.68 |
Day 17 |
No |
414.99 |
<7 Days |
CB-4 |
6586.10 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1741.97 |
Day 17 |
No |
30.16 |
7-30 Days |
E-10 |
1930.39 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
24377.91 |
Day 17 |
Yes |
720.15 |
7-30 Days |
E-3 |
19985.05 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7327.45 |
Day 17 |
Yes |
65.71 |
31-90 Days |
E-4 |
7666.55 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5402.74 |
Day 17 |
No |
36.04 |
31-90 Days |
E-5 |
4520.83 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
40457.50 |
Day 17 |
Yes |
3744.65 |
<7 Days |
E-6 |
44359.38 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22792.59 |
Day 17 |
Yes |
611.60 |
<7 Days |
E-7 |
22676.46 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42206.08 |
Day 17 |
No |
4002.02 |
7-30 Days |
E-8 |
42637.99 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
16402.74 |
Day 17 |
Yes |
1225.27 |
<7 Days |
E-9 |
14015.11 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
38713.63 |
Day 17 |
No |
1483.01 |
<7 Days |
G-4 |
42307.99 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18538.97 |
Day 17 |
Yes |
4.20 |
7-30 Days |
IG-3 |
15409.63 |
None |
No |
|
Treasury |