| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
13694.47 |
Day 10 |
Yes |
413.37 |
91-180 Days |
N-6 |
16163.25 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33920.92 |
Day 10 |
No |
1615.85 |
7-30 Days |
N-7 |
34830.37 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
22613.56 |
Day 10 |
No |
1258.35 |
31-90 Days |
P-1 |
19086.56 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19663.68 |
Day 10 |
No |
1265.98 |
7-30 Days |
P-2 |
20708.02 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7478.58 |
Day 10 |
No |
206.44 |
91-180 Days |
S-8 |
8406.72 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
3970.45 |
Day 10 |
No |
189.29 |
31-90 Days |
Y-1 |
4671.61 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36485.25 |
Day 10 |
No |
113.98 |
31-90 Days |
Y-2 |
30534.39 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
28228.27 |
Day 10 |
No |
1713.38 |
7-30 Days |
Y-3 |
31586.27 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19538.03 |
Day 10 |
Yes |
1021.42 |
7-30 Days |
Y-4 |
18127.48 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
25740.49 |
Day 10 |
Yes |
1023.13 |
91-180 Days |
Z-1 |
29733.48 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26621.56 |
Day 10 |
No |
517.56 |
91-180 Days |
A-2 |
24339.27 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
28929.07 |
Day 10 |
Yes |
2527.45 |
31-90 Days |
A-3 |
24507.12 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
2854.84 |
Day 10 |
Yes |
137.53 |
31-90 Days |
A-4 |
3095.84 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25880.27 |
Day 10 |
No |
418.32 |
7-30 Days |
A-5 |
27054.28 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
37904.16 |
Day 10 |
No |
3520.12 |
7-30 Days |
CB-1 |
34620.85 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26371.00 |
Day 10 |
Yes |
2327.52 |
91-180 Days |
CB-2 |
24798.50 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
27858.54 |
Day 10 |
Yes |
1956.03 |
7-30 Days |
CB-3 |
22839.68 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8362.62 |
Day 10 |
No |
551.94 |
91-180 Days |
E-1 |
7319.71 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
11932.13 |
Day 10 |
Yes |
37.93 |
31-90 Days |
E-2 |
12654.57 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19363.54 |
Day 10 |
Yes |
778.70 |
7-30 Days |
G-1 |
18064.40 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
3348.93 |
Day 10 |
No |
209.85 |
91-180 Days |
G-2 |
2844.55 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13893.12 |
Day 10 |
No |
1001.32 |
<7 Days |
G-3 |
11250.12 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33732.52 |
Day 10 |
No |
334.71 |
7-30 Days |
IG-1 |
30696.20 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29307.69 |
Day 10 |
No |
960.79 |
31-90 Days |
IG-2 |
23463.19 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
34998.82 |
Day 10 |
Yes |
1982.24 |
7-30 Days |
S-1 |
40066.95 |
None |
No |
|
Wholesale Lending |