| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
20375.18 |
Day 10 |
No |
1186.99 |
91-180 Days |
G-4 |
22554.19 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22725.46 |
Day 10 |
No |
1259.19 |
91-180 Days |
IG-3 |
18319.50 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
24902.46 |
Day 10 |
Yes |
18.79 |
31-90 Days |
IG-4 |
27967.16 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
34671.12 |
Day 10 |
No |
2221.66 |
91-180 Days |
IG-5 |
31106.88 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
37457.27 |
Day 10 |
No |
2013.93 |
7-30 Days |
IG-6 |
38902.50 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
41245.09 |
Day 10 |
Yes |
2013.98 |
7-30 Days |
IG-7 |
40872.06 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
23393.52 |
Day 10 |
Yes |
2254.61 |
31-90 Days |
IG-8 |
24584.25 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19675.02 |
Day 10 |
Yes |
1294.45 |
<7 Days |
L-1 |
21952.21 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
27368.06 |
Day 10 |
No |
2186.23 |
31-90 Days |
L-10 |
31663.69 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4329.54 |
Day 10 |
No |
288.99 |
91-180 Days |
L-11 |
4550.60 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
35362.16 |
Day 10 |
Yes |
1617.10 |
7-30 Days |
L-2 |
30084.55 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4674.05 |
Day 10 |
Yes |
391.34 |
7-30 Days |
L-3 |
3764.42 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18598.89 |
Day 10 |
Yes |
1175.83 |
91-180 Days |
L-4 |
19966.29 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
44008.94 |
Day 10 |
Yes |
3642.30 |
91-180 Days |
L-5 |
48891.74 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
35080.25 |
Day 10 |
No |
1169.61 |
31-90 Days |
L-6 |
28468.65 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
9916.74 |
Day 10 |
Yes |
381.66 |
7-30 Days |
L-7 |
8029.51 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29097.55 |
Day 10 |
Yes |
1340.61 |
7-30 Days |
L-8 |
31411.49 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27697.71 |
Day 10 |
Yes |
2278.65 |
91-180 Days |
L-9 |
28942.17 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
14818.94 |
Day 10 |
Yes |
650.00 |
91-180 Days |
LC-1 |
12653.74 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
43938.87 |
Day 10 |
Yes |
576.06 |
7-30 Days |
LC-2 |
48936.23 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26787.29 |
Day 10 |
No |
1784.75 |
91-180 Days |
N-1 |
29843.81 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7834.41 |
Day 10 |
Yes |
69.92 |
<7 Days |
N-2 |
7803.16 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
1967.11 |
Day 10 |
Yes |
124.07 |
<7 Days |
N-3 |
2118.61 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36476.30 |
Day 10 |
No |
473.92 |
<7 Days |
N-4 |
36043.34 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4157.22 |
Day 10 |
No |
239.46 |
7-30 Days |
N-5 |
3491.76 |
Full |
No |
|
Wholesale Lending |