| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
38614.57 |
Day 10 |
No |
669.86 |
<7 Days |
S-1-Q |
40474.33 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4181.91 |
Day 10 |
No |
276.34 |
<7 Days |
S-2-Q |
4121.32 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7771.56 |
Day 10 |
Yes |
247.16 |
31-90 Days |
S-3-Q |
8825.56 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
35777.20 |
Day 10 |
Yes |
1105.04 |
7-30 Days |
S-4-Q |
39741.69 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
43577.19 |
Day 10 |
No |
3816.01 |
31-90 Days |
CB-3-Q |
44763.77 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
16977.61 |
Day 10 |
Yes |
112.98 |
31-90 Days |
G-1-Q |
15200.05 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10638.86 |
Day 10 |
No |
167.58 |
31-90 Days |
G-2-Q |
8548.81 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
43152.29 |
Day 10 |
Yes |
89.00 |
31-90 Days |
G-3-Q |
50416.03 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12857.07 |
Day 10 |
Yes |
674.03 |
7-30 Days |
S-5-Q |
14323.07 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4630.40 |
Day 10 |
No |
244.02 |
31-90 Days |
S-6-Q |
5048.46 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21831.69 |
Day 10 |
Yes |
2173.95 |
91-180 Days |
S-7-Q |
22278.30 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13883.08 |
Day 10 |
No |
513.31 |
<7 Days |
E-1-Q |
12553.44 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
2746.87 |
Day 10 |
Yes |
263.18 |
7-30 Days |
E-2-Q |
2558.48 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15701.13 |
Day 10 |
No |
387.80 |
31-90 Days |
IG-1-Q |
12858.42 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
6187.43 |
Day 10 |
No |
351.48 |
31-90 Days |
IG-2-Q |
6071.34 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29563.51 |
Day 10 |
Yes |
940.82 |
31-90 Days |
C-1 |
31086.73 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
16532.22 |
Day 10 |
Yes |
336.30 |
31-90 Days |
CB-4 |
13892.60 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
35118.12 |
Day 10 |
Yes |
1355.38 |
31-90 Days |
E-10 |
36643.30 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
28191.95 |
Day 10 |
No |
69.02 |
<7 Days |
E-3 |
27752.32 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36844.28 |
Day 10 |
No |
880.78 |
<7 Days |
E-4 |
40588.13 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6957.57 |
Day 10 |
Yes |
158.62 |
7-30 Days |
E-5 |
6263.75 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12585.30 |
Day 10 |
No |
356.46 |
7-30 Days |
E-6 |
12933.69 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
26996.43 |
Day 10 |
No |
246.40 |
31-90 Days |
E-7 |
28090.42 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22459.22 |
Day 10 |
No |
2198.15 |
91-180 Days |
E-8 |
18936.82 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33440.79 |
Day 10 |
Yes |
3001.35 |
91-180 Days |
E-9 |
30976.76 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |