| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12738.20 |
Day 11 |
Yes |
13.31 |
91-180 Days |
E-1-Q |
13617.31 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22588.96 |
Day 11 |
No |
1845.33 |
7-30 Days |
E-2-Q |
20990.42 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
23818.51 |
Day 11 |
No |
226.96 |
31-90 Days |
IG-1-Q |
19926.80 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
43467.27 |
Day 11 |
No |
4290.56 |
91-180 Days |
IG-2-Q |
37827.04 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11595.56 |
Day 11 |
Yes |
965.40 |
91-180 Days |
C-1 |
11498.05 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7258.23 |
Day 11 |
Yes |
86.65 |
<7 Days |
CB-4 |
6291.42 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32809.00 |
Day 11 |
No |
2477.61 |
31-90 Days |
E-10 |
35293.23 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
37039.19 |
Day 11 |
No |
1983.82 |
91-180 Days |
E-3 |
32447.62 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
28521.69 |
Day 11 |
No |
1238.01 |
7-30 Days |
E-4 |
33587.70 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19057.26 |
Day 11 |
Yes |
611.69 |
91-180 Days |
E-5 |
16385.64 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
37221.29 |
Day 11 |
Yes |
1286.32 |
<7 Days |
E-6 |
40562.74 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
40632.91 |
Day 11 |
No |
2972.45 |
31-90 Days |
E-7 |
47984.91 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
40961.28 |
Day 11 |
No |
1115.80 |
7-30 Days |
E-8 |
39652.28 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33070.85 |
Day 11 |
No |
1625.02 |
31-90 Days |
E-9 |
33384.29 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13555.11 |
Day 11 |
Yes |
711.43 |
91-180 Days |
G-4 |
13234.89 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
35641.12 |
Day 11 |
No |
3250.35 |
7-30 Days |
IG-3 |
37896.70 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29527.39 |
Day 11 |
Yes |
1861.03 |
<7 Days |
IG-4 |
34118.65 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
18730.70 |
Day 11 |
No |
1377.77 |
7-30 Days |
IG-5 |
19965.31 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
32557.65 |
Day 11 |
No |
1090.86 |
<7 Days |
IG-6 |
32523.58 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34022.23 |
Day 11 |
No |
1594.33 |
31-90 Days |
IG-7 |
27665.06 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
40972.07 |
Day 11 |
Yes |
2873.31 |
7-30 Days |
IG-8 |
44219.11 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
35034.70 |
Day 11 |
No |
167.98 |
91-180 Days |
L-1 |
28542.43 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
8922.14 |
Day 11 |
Yes |
410.60 |
7-30 Days |
L-10 |
9067.17 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27853.49 |
Day 11 |
Yes |
2431.81 |
31-90 Days |
L-11 |
26450.63 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
9048.32 |
Day 11 |
Yes |
84.91 |
31-90 Days |
L-2 |
7772.51 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |