| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
35626.30 |
Day 9 |
Yes |
2962.50 |
31-90 Days |
CB-1 |
42423.45 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19008.61 |
Day 9 |
Yes |
1769.32 |
91-180 Days |
CB-2 |
17855.05 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1209.66 |
Day 9 |
No |
52.38 |
<7 Days |
CB-3 |
1221.52 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
41495.62 |
Day 9 |
No |
4025.50 |
91-180 Days |
E-1 |
39846.95 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39383.70 |
Day 9 |
No |
2774.46 |
31-90 Days |
E-2 |
34346.87 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
28917.96 |
Day 9 |
No |
924.11 |
<7 Days |
G-1 |
32161.16 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32089.52 |
Day 9 |
No |
1129.10 |
7-30 Days |
G-2 |
28375.66 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8888.18 |
Day 9 |
No |
689.72 |
7-30 Days |
G-3 |
9727.16 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
42493.32 |
Day 9 |
No |
390.02 |
<7 Days |
IG-1 |
46561.28 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22136.91 |
Day 9 |
No |
1601.04 |
91-180 Days |
IG-2 |
24593.70 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21382.46 |
Day 9 |
Yes |
1277.48 |
91-180 Days |
S-1 |
23485.08 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
3052.53 |
Day 9 |
Yes |
200.27 |
7-30 Days |
S-2 |
3060.57 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
14915.33 |
Day 9 |
Yes |
1337.73 |
7-30 Days |
S-3 |
17599.55 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
31319.57 |
Day 9 |
No |
2038.98 |
91-180 Days |
S-4 |
35152.50 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
28442.01 |
Day 9 |
No |
2215.06 |
91-180 Days |
S-5 |
33353.47 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7480.50 |
Day 9 |
Yes |
717.04 |
<7 Days |
S-6 |
6769.04 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6848.03 |
Day 9 |
No |
93.01 |
91-180 Days |
S-7 |
8149.26 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39402.39 |
Day 10 |
Yes |
2405.57 |
7-30 Days |
A-0-Q |
31788.20 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30484.19 |
Day 10 |
Yes |
780.93 |
<7 Days |
A-1-Q |
32362.90 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33650.81 |
Day 10 |
Yes |
2586.27 |
31-90 Days |
A-2-Q |
30066.91 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33808.78 |
Day 10 |
Yes |
3320.69 |
31-90 Days |
A-3-Q |
31734.25 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7618.46 |
Day 10 |
Yes |
93.38 |
<7 Days |
A-4-Q |
8703.34 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
42688.89 |
Day 10 |
Yes |
1987.12 |
7-30 Days |
A-5-Q |
38838.73 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5435.08 |
Day 10 |
No |
268.06 |
<7 Days |
CB-1-Q |
5529.58 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
26513.02 |
Day 10 |
Yes |
1665.21 |
91-180 Days |
CB-2-Q |
23052.65 |
Full |
No |
|
Trading |