| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36416.27 |
121 - 150 Days |
Yes |
1469.71 |
<7 Days |
L-8 |
40809.87 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34359.73 |
121 - 150 Days |
Yes |
2479.80 |
<7 Days |
L-9 |
29069.59 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
44062.90 |
121 - 150 Days |
No |
2182.23 |
31-90 Days |
LC-1 |
41381.03 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
31100.99 |
121 - 150 Days |
Yes |
2581.56 |
7-30 Days |
LC-2 |
30926.46 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
37268.43 |
121 - 150 Days |
Yes |
3009.47 |
<7 Days |
N-1 |
37134.84 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
5646.39 |
121 - 150 Days |
No |
328.48 |
7-30 Days |
N-2 |
5558.85 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22930.57 |
121 - 150 Days |
No |
686.59 |
31-90 Days |
N-3 |
20975.21 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
20957.25 |
121 - 150 Days |
No |
1904.22 |
<7 Days |
N-4 |
21292.99 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22257.41 |
121 - 150 Days |
No |
739.57 |
<7 Days |
N-5 |
26225.62 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
3537.77 |
121 - 150 Days |
No |
23.87 |
91-180 Days |
N-6 |
3232.06 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5286.05 |
121 - 150 Days |
No |
374.25 |
<7 Days |
N-7 |
5671.57 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14498.28 |
121 - 150 Days |
Yes |
157.25 |
31-90 Days |
P-1 |
14602.64 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
23074.66 |
121 - 150 Days |
Yes |
916.06 |
7-30 Days |
P-2 |
27430.53 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
41573.57 |
121 - 150 Days |
Yes |
2931.73 |
31-90 Days |
S-8 |
41040.29 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
40220.09 |
121 - 150 Days |
Yes |
809.73 |
91-180 Days |
Y-1 |
37246.68 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10567.11 |
121 - 150 Days |
No |
66.83 |
<7 Days |
Y-2 |
9968.74 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
2711.32 |
121 - 150 Days |
Yes |
43.23 |
31-90 Days |
Y-3 |
2885.93 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33879.70 |
121 - 150 Days |
No |
1618.96 |
<7 Days |
Y-4 |
37406.89 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
41591.39 |
121 - 150 Days |
No |
3205.22 |
31-90 Days |
Z-1 |
45276.71 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
5303.60 |
121 - 150 Days |
No |
125.85 |
31-90 Days |
A-2 |
6049.87 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39750.92 |
121 - 150 Days |
Yes |
2614.81 |
91-180 Days |
A-3 |
47203.64 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
30565.26 |
121 - 150 Days |
No |
929.56 |
<7 Days |
A-4 |
35099.18 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
41091.00 |
121 - 150 Days |
No |
1605.44 |
31-90 Days |
A-5 |
42984.38 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27068.93 |
121 - 150 Days |
Yes |
841.43 |
7-30 Days |
CB-1 |
24386.70 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
43331.33 |
121 - 150 Days |
Yes |
167.20 |
91-180 Days |
CB-2 |
41249.10 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |