| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25396.82 |
121 - 150 Days |
No |
86.56 |
7-30 Days |
CB-4 |
26294.74 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
24289.10 |
121 - 150 Days |
No |
286.73 |
31-90 Days |
E-10 |
29032.54 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
11187.11 |
121 - 150 Days |
Yes |
61.07 |
<7 Days |
E-3 |
12436.84 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
38618.91 |
121 - 150 Days |
No |
2636.45 |
7-30 Days |
E-4 |
40236.41 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
10190.16 |
121 - 150 Days |
No |
626.57 |
31-90 Days |
E-5 |
10741.14 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
3124.06 |
121 - 150 Days |
Yes |
76.81 |
31-90 Days |
E-6 |
2512.59 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39915.84 |
121 - 150 Days |
Yes |
470.60 |
7-30 Days |
E-7 |
39080.99 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26814.22 |
121 - 150 Days |
No |
2113.83 |
<7 Days |
E-8 |
23813.85 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18156.09 |
121 - 150 Days |
Yes |
1593.96 |
7-30 Days |
E-9 |
18906.29 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7521.67 |
121 - 150 Days |
No |
709.09 |
31-90 Days |
G-4 |
6620.74 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25204.92 |
121 - 150 Days |
No |
48.98 |
91-180 Days |
IG-3 |
21521.61 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7932.20 |
121 - 150 Days |
Yes |
579.96 |
7-30 Days |
IG-4 |
8040.76 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
26557.02 |
121 - 150 Days |
No |
1524.44 |
<7 Days |
IG-5 |
31536.70 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19643.36 |
121 - 150 Days |
No |
1134.89 |
<7 Days |
IG-6 |
16866.99 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13256.47 |
121 - 150 Days |
Yes |
994.92 |
<7 Days |
IG-7 |
14045.24 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14966.42 |
121 - 150 Days |
Yes |
790.87 |
31-90 Days |
IG-8 |
12792.52 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
3351.55 |
121 - 150 Days |
No |
264.96 |
91-180 Days |
L-1 |
3883.98 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
41450.54 |
121 - 150 Days |
No |
1675.53 |
31-90 Days |
L-10 |
45989.41 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36054.96 |
121 - 150 Days |
No |
2470.89 |
31-90 Days |
L-11 |
37327.93 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
11855.41 |
121 - 150 Days |
Yes |
622.22 |
91-180 Days |
L-2 |
13113.91 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23701.53 |
121 - 150 Days |
Yes |
1759.37 |
<7 Days |
L-3 |
26729.59 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
37556.47 |
121 - 150 Days |
Yes |
2372.70 |
91-180 Days |
L-4 |
36292.65 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13333.17 |
121 - 150 Days |
No |
974.31 |
31-90 Days |
L-5 |
13691.00 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
14216.46 |
121 - 150 Days |
Yes |
1058.59 |
91-180 Days |
L-6 |
13601.89 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
13758.30 |
121 - 150 Days |
Yes |
135.64 |
31-90 Days |
L-7 |
14177.06 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |