| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
25267.98 |
151 - 179 Days |
No |
461.10 |
91-180 Days |
S-3-Q |
26267.25 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
17061.60 |
151 - 179 Days |
Yes |
375.25 |
<7 Days |
S-4-Q |
15667.73 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
43200.42 |
151 - 179 Days |
Yes |
4270.96 |
7-30 Days |
CB-3-Q |
36466.18 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11513.24 |
151 - 179 Days |
No |
937.23 |
91-180 Days |
G-1-Q |
13163.70 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39329.01 |
151 - 179 Days |
Yes |
3238.74 |
91-180 Days |
G-2-Q |
32047.16 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
3735.01 |
151 - 179 Days |
Yes |
317.39 |
91-180 Days |
G-3-Q |
4325.80 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10490.18 |
151 - 179 Days |
Yes |
634.70 |
91-180 Days |
S-5-Q |
8413.70 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
27785.42 |
151 - 179 Days |
No |
1941.70 |
7-30 Days |
S-6-Q |
29732.32 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
42092.88 |
151 - 179 Days |
Yes |
3262.05 |
91-180 Days |
S-7-Q |
42041.26 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21433.14 |
151 - 179 Days |
Yes |
2059.15 |
<7 Days |
E-1-Q |
20211.40 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21676.14 |
151 - 179 Days |
No |
1500.79 |
91-180 Days |
E-2-Q |
22716.81 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
41954.30 |
151 - 179 Days |
No |
3355.16 |
91-180 Days |
IG-1-Q |
36173.63 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9866.69 |
151 - 179 Days |
No |
919.32 |
91-180 Days |
IG-2-Q |
8404.84 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
34985.45 |
151 - 179 Days |
No |
64.45 |
31-90 Days |
C-1 |
41400.62 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19955.49 |
151 - 179 Days |
No |
562.36 |
<7 Days |
CB-4 |
22009.03 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12583.13 |
151 - 179 Days |
No |
75.64 |
7-30 Days |
E-10 |
13408.80 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
5097.54 |
151 - 179 Days |
No |
330.75 |
91-180 Days |
E-3 |
5074.05 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32751.69 |
151 - 179 Days |
Yes |
2060.08 |
91-180 Days |
E-4 |
27153.49 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33766.41 |
151 - 179 Days |
Yes |
388.81 |
7-30 Days |
E-5 |
39273.43 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
42779.00 |
151 - 179 Days |
Yes |
1321.98 |
<7 Days |
E-6 |
49230.01 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26003.30 |
151 - 179 Days |
Yes |
143.95 |
31-90 Days |
E-7 |
27886.10 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
8253.80 |
151 - 179 Days |
No |
103.88 |
<7 Days |
E-8 |
8629.96 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
14099.28 |
151 - 179 Days |
Yes |
497.25 |
7-30 Days |
E-9 |
13366.17 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
23994.35 |
151 - 179 Days |
No |
728.67 |
31-90 Days |
G-4 |
25477.18 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
38185.04 |
151 - 179 Days |
Yes |
3440.82 |
31-90 Days |
IG-3 |
32255.97 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |