| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14932.49 |
91 - 120 Days |
No |
518.83 |
<7 Days |
S-7 |
17457.22 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
9134.37 |
121 - 150 Days |
No |
844.66 |
7-30 Days |
A-0-Q |
9776.34 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34668.18 |
121 - 150 Days |
No |
1295.39 |
31-90 Days |
A-1-Q |
32043.62 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
30439.45 |
121 - 150 Days |
No |
167.33 |
7-30 Days |
A-2-Q |
35973.02 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
9252.44 |
121 - 150 Days |
No |
324.10 |
31-90 Days |
A-3-Q |
10080.60 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8800.56 |
121 - 150 Days |
No |
274.70 |
31-90 Days |
A-4-Q |
8906.14 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12133.96 |
121 - 150 Days |
No |
1147.47 |
91-180 Days |
A-5-Q |
12191.27 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
11757.62 |
121 - 150 Days |
Yes |
1044.28 |
7-30 Days |
CB-1-Q |
13068.59 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12824.26 |
121 - 150 Days |
No |
640.06 |
7-30 Days |
CB-2-Q |
14129.89 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
5234.24 |
121 - 150 Days |
Yes |
405.38 |
91-180 Days |
S-1-Q |
5400.94 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26900.36 |
121 - 150 Days |
Yes |
2033.28 |
31-90 Days |
S-2-Q |
28990.44 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
24088.47 |
121 - 150 Days |
Yes |
1103.64 |
<7 Days |
S-3-Q |
24317.00 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39042.20 |
121 - 150 Days |
No |
2685.62 |
<7 Days |
S-4-Q |
41019.73 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21130.73 |
121 - 150 Days |
Yes |
1006.76 |
7-30 Days |
CB-3-Q |
18086.89 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
18929.77 |
121 - 150 Days |
No |
941.76 |
7-30 Days |
G-1-Q |
22111.71 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12223.33 |
121 - 150 Days |
No |
959.77 |
91-180 Days |
G-2-Q |
12644.05 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
20617.14 |
121 - 150 Days |
No |
231.55 |
31-90 Days |
G-3-Q |
21449.15 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19692.96 |
121 - 150 Days |
No |
348.08 |
31-90 Days |
S-5-Q |
20254.32 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
41878.68 |
121 - 150 Days |
Yes |
3972.89 |
<7 Days |
S-6-Q |
36708.07 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36924.62 |
121 - 150 Days |
Yes |
1053.00 |
<7 Days |
S-7-Q |
40770.52 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
37792.24 |
121 - 150 Days |
No |
1338.92 |
31-90 Days |
E-1-Q |
31701.41 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30192.60 |
121 - 150 Days |
Yes |
2973.19 |
91-180 Days |
E-2-Q |
25388.93 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
6378.28 |
121 - 150 Days |
Yes |
263.61 |
31-90 Days |
IG-1-Q |
7229.11 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
40544.36 |
121 - 150 Days |
No |
3922.86 |
91-180 Days |
IG-2-Q |
41151.47 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
18901.35 |
121 - 150 Days |
Yes |
642.50 |
31-90 Days |
C-1 |
21051.26 |
Full |
No |
|
Investment Banking |