| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
38792.04 |
91 - 120 Days |
No |
1682.96 |
7-30 Days |
IG-7 |
40285.64 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
41809.15 |
91 - 120 Days |
No |
1425.51 |
<7 Days |
IG-8 |
37263.71 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23653.24 |
91 - 120 Days |
Yes |
1151.76 |
31-90 Days |
L-1 |
23578.27 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29306.89 |
91 - 120 Days |
No |
1514.43 |
91-180 Days |
L-10 |
24518.51 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
13733.00 |
91 - 120 Days |
No |
1026.69 |
31-90 Days |
L-11 |
16292.26 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
43619.81 |
91 - 120 Days |
No |
1707.53 |
7-30 Days |
L-2 |
50709.49 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
43548.04 |
91 - 120 Days |
No |
2429.68 |
<7 Days |
L-3 |
41911.62 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
20328.70 |
91 - 120 Days |
No |
1556.84 |
<7 Days |
L-4 |
20879.81 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
726.63 |
91 - 120 Days |
No |
31.54 |
<7 Days |
L-5 |
620.60 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
17210.34 |
91 - 120 Days |
Yes |
150.58 |
91-180 Days |
L-6 |
17847.51 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10088.70 |
91 - 120 Days |
No |
143.87 |
7-30 Days |
L-7 |
10880.13 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32545.92 |
91 - 120 Days |
Yes |
1832.95 |
31-90 Days |
L-8 |
34247.64 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
10133.36 |
91 - 120 Days |
Yes |
383.12 |
91-180 Days |
L-9 |
8772.70 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29950.01 |
91 - 120 Days |
No |
57.28 |
<7 Days |
LC-1 |
29755.54 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
41923.00 |
91 - 120 Days |
Yes |
3855.67 |
<7 Days |
LC-2 |
49367.20 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
20950.81 |
91 - 120 Days |
No |
1948.62 |
91-180 Days |
N-1 |
17822.61 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
9407.82 |
91 - 120 Days |
No |
523.37 |
31-90 Days |
N-2 |
10362.34 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8684.30 |
91 - 120 Days |
No |
487.57 |
<7 Days |
N-3 |
7140.48 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
3495.30 |
91 - 120 Days |
Yes |
83.33 |
<7 Days |
N-4 |
3829.26 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
41857.62 |
91 - 120 Days |
Yes |
2496.48 |
<7 Days |
N-5 |
40473.17 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29718.79 |
91 - 120 Days |
No |
1742.31 |
7-30 Days |
N-6 |
25173.98 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
9666.16 |
91 - 120 Days |
No |
445.27 |
91-180 Days |
N-7 |
10595.39 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30828.15 |
91 - 120 Days |
Yes |
2346.94 |
<7 Days |
P-1 |
26841.09 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
32435.29 |
91 - 120 Days |
No |
1603.68 |
31-90 Days |
P-2 |
32155.49 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
28414.20 |
91 - 120 Days |
Yes |
23.65 |
7-30 Days |
S-8 |
30374.57 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |