| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23473.23 |
Day 60 |
No |
1439.54 |
7-30 Days |
S-2 |
19830.36 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14258.24 |
Day 60 |
Yes |
916.01 |
31-90 Days |
S-3 |
15997.76 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4558.97 |
Day 60 |
Yes |
271.67 |
31-90 Days |
S-4 |
5112.61 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
6908.35 |
Day 60 |
No |
557.99 |
31-90 Days |
S-5 |
6769.27 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13415.06 |
Day 60 |
No |
306.21 |
91-180 Days |
S-6 |
14547.39 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
2903.49 |
Day 60 |
No |
165.78 |
31-90 Days |
S-7 |
3461.21 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20450.19 |
61 - 67 Days |
Yes |
1141.05 |
31-90 Days |
A-0-Q |
19692.95 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
10918.89 |
61 - 67 Days |
Yes |
192.30 |
7-30 Days |
A-1-Q |
10910.26 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
25907.45 |
61 - 67 Days |
No |
1520.49 |
31-90 Days |
A-2-Q |
22737.84 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23008.63 |
61 - 67 Days |
No |
1245.63 |
7-30 Days |
A-3-Q |
19972.84 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
16718.80 |
61 - 67 Days |
No |
1374.06 |
<7 Days |
A-4-Q |
18569.70 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
18388.07 |
61 - 67 Days |
No |
1762.94 |
7-30 Days |
A-5-Q |
19318.09 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19452.78 |
61 - 67 Days |
No |
1764.12 |
<7 Days |
CB-1-Q |
20847.44 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
30085.61 |
61 - 67 Days |
No |
550.61 |
31-90 Days |
CB-2-Q |
36030.58 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5769.09 |
61 - 67 Days |
No |
202.50 |
<7 Days |
S-1-Q |
5905.70 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25893.01 |
61 - 67 Days |
No |
1757.67 |
7-30 Days |
S-2-Q |
28421.96 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
40508.38 |
61 - 67 Days |
Yes |
693.09 |
31-90 Days |
S-3-Q |
41526.74 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
30522.82 |
61 - 67 Days |
Yes |
393.95 |
31-90 Days |
S-4-Q |
29459.15 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32672.68 |
61 - 67 Days |
No |
1891.92 |
31-90 Days |
CB-3-Q |
26174.37 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
3584.77 |
61 - 67 Days |
No |
240.41 |
91-180 Days |
G-1-Q |
3862.18 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32013.82 |
61 - 67 Days |
Yes |
305.57 |
7-30 Days |
G-2-Q |
26555.89 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
2783.77 |
61 - 67 Days |
Yes |
88.46 |
<7 Days |
G-3-Q |
2238.85 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
38451.41 |
61 - 67 Days |
No |
1897.50 |
7-30 Days |
S-5-Q |
44302.54 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27265.89 |
61 - 67 Days |
No |
939.59 |
7-30 Days |
S-6-Q |
24105.56 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9222.29 |
61 - 67 Days |
Yes |
865.50 |
7-30 Days |
S-7-Q |
10941.94 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |