| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
9270.65 |
61 - 67 Days |
Yes |
906.85 |
91-180 Days |
L-3 |
9465.80 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8227.73 |
61 - 67 Days |
No |
315.10 |
31-90 Days |
L-4 |
7956.88 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7037.19 |
61 - 67 Days |
Yes |
578.61 |
31-90 Days |
L-5 |
8146.44 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12483.98 |
61 - 67 Days |
Yes |
103.17 |
31-90 Days |
L-6 |
13518.37 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
1553.87 |
61 - 67 Days |
Yes |
105.39 |
7-30 Days |
L-7 |
1331.56 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
26698.83 |
61 - 67 Days |
Yes |
431.79 |
31-90 Days |
L-8 |
31912.12 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
1576.00 |
61 - 67 Days |
No |
109.90 |
91-180 Days |
L-9 |
1669.58 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12844.89 |
61 - 67 Days |
Yes |
1066.95 |
<7 Days |
LC-1 |
13202.25 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
37908.65 |
61 - 67 Days |
Yes |
3462.98 |
<7 Days |
LC-2 |
36301.26 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
31062.20 |
61 - 67 Days |
Yes |
2357.21 |
31-90 Days |
N-1 |
37124.07 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30320.94 |
61 - 67 Days |
Yes |
289.33 |
31-90 Days |
N-2 |
28131.05 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
17889.52 |
61 - 67 Days |
No |
684.22 |
31-90 Days |
N-3 |
16284.13 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
41050.47 |
61 - 67 Days |
Yes |
1584.86 |
<7 Days |
N-4 |
42502.61 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15801.21 |
61 - 67 Days |
No |
90.67 |
7-30 Days |
N-5 |
16306.96 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36670.00 |
61 - 67 Days |
No |
3137.35 |
7-30 Days |
N-6 |
32062.62 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
32419.96 |
61 - 67 Days |
No |
1231.65 |
31-90 Days |
N-7 |
34644.16 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
37344.33 |
61 - 67 Days |
No |
1046.57 |
7-30 Days |
P-1 |
39595.48 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27586.86 |
61 - 67 Days |
Yes |
1818.93 |
7-30 Days |
P-2 |
29569.10 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
35075.78 |
61 - 67 Days |
Yes |
1252.58 |
7-30 Days |
S-8 |
40170.79 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
24572.49 |
61 - 67 Days |
Yes |
1983.83 |
7-30 Days |
Y-1 |
28958.27 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
14165.63 |
61 - 67 Days |
No |
200.61 |
7-30 Days |
Y-2 |
14652.08 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
20812.47 |
61 - 67 Days |
Yes |
1468.11 |
91-180 Days |
Y-3 |
22135.05 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
30509.86 |
61 - 67 Days |
No |
2210.48 |
7-30 Days |
Y-4 |
34893.28 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
37525.05 |
61 - 67 Days |
No |
1410.70 |
31-90 Days |
Z-1 |
40345.85 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42428.05 |
61 - 67 Days |
No |
830.38 |
91-180 Days |
A-2 |
35633.65 |
Full |
No |
|
Treasury |