| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36062.63 |
Day 60 |
Yes |
2724.78 |
31-90 Days |
G-4 |
34173.20 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
23141.97 |
Day 60 |
No |
1347.62 |
31-90 Days |
IG-3 |
26681.27 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11868.03 |
Day 60 |
No |
186.19 |
91-180 Days |
IG-4 |
10153.57 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
28810.79 |
Day 60 |
Yes |
164.55 |
31-90 Days |
IG-5 |
24897.53 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5788.27 |
Day 60 |
Yes |
8.70 |
<7 Days |
IG-6 |
6317.47 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
24801.98 |
Day 60 |
Yes |
657.29 |
<7 Days |
IG-7 |
27047.29 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7960.84 |
Day 60 |
Yes |
394.30 |
<7 Days |
IG-8 |
9133.87 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27793.20 |
Day 60 |
Yes |
1169.19 |
91-180 Days |
L-1 |
25901.58 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
10741.20 |
Day 60 |
No |
834.58 |
91-180 Days |
L-10 |
10650.65 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6133.20 |
Day 60 |
No |
539.90 |
<7 Days |
L-11 |
7313.04 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11447.23 |
Day 60 |
No |
10.11 |
7-30 Days |
L-2 |
11480.37 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18895.75 |
Day 60 |
No |
316.86 |
7-30 Days |
L-3 |
21996.42 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
34950.49 |
Day 60 |
No |
1614.72 |
7-30 Days |
L-4 |
37298.49 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29773.27 |
Day 60 |
No |
2898.60 |
31-90 Days |
L-5 |
28370.66 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36979.17 |
Day 60 |
No |
569.66 |
7-30 Days |
L-6 |
34057.22 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15177.93 |
Day 60 |
No |
937.96 |
7-30 Days |
L-7 |
13352.97 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32087.62 |
Day 60 |
No |
1326.75 |
<7 Days |
L-8 |
34592.70 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36092.79 |
Day 60 |
No |
2393.84 |
<7 Days |
L-9 |
33235.45 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
28530.78 |
Day 60 |
No |
908.04 |
7-30 Days |
LC-1 |
31704.07 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
31932.46 |
Day 60 |
Yes |
1417.24 |
7-30 Days |
LC-2 |
31355.67 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
6826.37 |
Day 60 |
Yes |
475.90 |
91-180 Days |
N-1 |
7613.20 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
10305.73 |
Day 60 |
Yes |
1021.21 |
7-30 Days |
N-2 |
11113.13 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32005.68 |
Day 60 |
Yes |
3158.06 |
<7 Days |
N-3 |
38357.85 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7270.33 |
Day 60 |
No |
702.63 |
91-180 Days |
N-4 |
6140.47 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33842.92 |
Day 60 |
No |
2357.76 |
<7 Days |
N-5 |
35204.31 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |