| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
22889.23 |
61 - 67 Days |
Yes |
52.88 |
7-30 Days |
E-1-Q |
19275.47 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
37742.99 |
61 - 67 Days |
Yes |
501.05 |
91-180 Days |
E-2-Q |
36157.44 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
30524.71 |
61 - 67 Days |
No |
2603.35 |
<7 Days |
IG-1-Q |
25065.43 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
38616.91 |
61 - 67 Days |
No |
2887.56 |
<7 Days |
IG-2-Q |
40833.17 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
3788.67 |
61 - 67 Days |
Yes |
262.02 |
<7 Days |
C-1 |
3492.44 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
34289.60 |
61 - 67 Days |
No |
2042.96 |
91-180 Days |
CB-4 |
33035.09 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18744.25 |
61 - 67 Days |
No |
1416.50 |
91-180 Days |
E-10 |
15222.22 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42094.52 |
61 - 67 Days |
No |
2585.33 |
<7 Days |
E-3 |
41451.48 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
40620.24 |
61 - 67 Days |
No |
3368.34 |
31-90 Days |
E-4 |
41792.12 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
5831.90 |
61 - 67 Days |
No |
164.10 |
31-90 Days |
E-5 |
5491.35 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33564.31 |
61 - 67 Days |
Yes |
1033.50 |
31-90 Days |
E-6 |
34087.74 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
34074.23 |
61 - 67 Days |
Yes |
598.87 |
91-180 Days |
E-7 |
39923.29 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5581.84 |
61 - 67 Days |
Yes |
376.33 |
7-30 Days |
E-8 |
5346.85 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
31729.97 |
61 - 67 Days |
Yes |
1519.69 |
7-30 Days |
E-9 |
33788.27 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39806.74 |
61 - 67 Days |
No |
3770.75 |
7-30 Days |
G-4 |
32151.66 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
35896.79 |
61 - 67 Days |
No |
3530.38 |
7-30 Days |
IG-3 |
40097.47 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
42800.75 |
61 - 67 Days |
No |
351.09 |
91-180 Days |
IG-4 |
36251.39 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
699.80 |
61 - 67 Days |
Yes |
69.94 |
7-30 Days |
IG-5 |
760.38 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33603.40 |
61 - 67 Days |
Yes |
1737.47 |
31-90 Days |
IG-6 |
39685.88 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29593.69 |
61 - 67 Days |
No |
334.21 |
7-30 Days |
IG-7 |
26928.60 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
41541.86 |
61 - 67 Days |
Yes |
1474.93 |
<7 Days |
IG-8 |
42269.80 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
1342.62 |
61 - 67 Days |
Yes |
131.22 |
31-90 Days |
L-1 |
1101.34 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
38446.12 |
61 - 67 Days |
No |
1082.77 |
7-30 Days |
L-10 |
38655.89 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
43682.55 |
61 - 67 Days |
No |
1250.44 |
91-180 Days |
L-11 |
49487.64 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10010.07 |
61 - 67 Days |
Yes |
57.35 |
<7 Days |
L-2 |
10172.83 |
Full |
No |
|
Investment Banking |