| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
2475.40 |
Day 3 |
Yes |
210.26 |
<7 Days |
N-4 |
2158.61 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13914.29 |
Day 3 |
No |
1198.35 |
91-180 Days |
N-5 |
12451.16 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12456.59 |
Day 3 |
No |
1161.49 |
7-30 Days |
N-6 |
11213.43 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
23791.78 |
Day 3 |
Yes |
2141.99 |
<7 Days |
N-7 |
27019.94 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7838.48 |
Day 3 |
Yes |
271.20 |
7-30 Days |
P-1 |
7186.95 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
42656.97 |
Day 3 |
No |
419.98 |
31-90 Days |
P-2 |
37073.93 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5257.28 |
Day 3 |
Yes |
163.66 |
31-90 Days |
S-8 |
5508.75 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36090.97 |
Day 3 |
Yes |
2478.35 |
91-180 Days |
Y-1 |
42822.08 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
38757.55 |
Day 3 |
No |
3438.93 |
91-180 Days |
Y-2 |
35740.04 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4094.60 |
Day 3 |
No |
18.83 |
31-90 Days |
Y-3 |
4455.42 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20324.25 |
Day 3 |
Yes |
57.22 |
31-90 Days |
Y-4 |
16915.20 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
5971.70 |
Day 3 |
Yes |
329.07 |
31-90 Days |
Z-1 |
5846.26 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
3725.38 |
Day 3 |
Yes |
343.13 |
7-30 Days |
A-2 |
3440.05 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
35331.83 |
Day 3 |
No |
3287.64 |
7-30 Days |
A-3 |
37833.39 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
221.62 |
Day 3 |
No |
18.20 |
<7 Days |
A-4 |
252.48 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
16815.02 |
Day 3 |
Yes |
1120.30 |
91-180 Days |
A-5 |
13968.57 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14521.89 |
Day 3 |
No |
948.87 |
7-30 Days |
CB-1 |
14542.95 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15007.56 |
Day 3 |
No |
1199.22 |
<7 Days |
CB-2 |
16633.15 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
17194.50 |
Day 3 |
Yes |
1551.01 |
<7 Days |
CB-3 |
18731.64 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7331.22 |
Day 3 |
No |
628.78 |
91-180 Days |
E-1 |
7653.96 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
13760.07 |
Day 3 |
No |
1051.23 |
91-180 Days |
E-2 |
16245.92 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32663.96 |
Day 3 |
No |
3213.48 |
7-30 Days |
G-1 |
30377.59 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9774.10 |
Day 3 |
No |
249.97 |
91-180 Days |
G-2 |
10920.35 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
35736.22 |
Day 3 |
No |
3330.82 |
<7 Days |
G-3 |
29927.96 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12659.72 |
Day 3 |
No |
427.96 |
31-90 Days |
IG-1 |
14025.30 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |