| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33471.94 |
Day 3 |
Yes |
1925.74 |
91-180 Days |
CB-1-Q |
38692.84 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
6714.50 |
Day 3 |
No |
252.00 |
91-180 Days |
CB-2-Q |
6785.75 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
38266.55 |
Day 3 |
Yes |
1167.69 |
91-180 Days |
S-1-Q |
43060.20 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
30170.67 |
Day 3 |
Yes |
1686.81 |
<7 Days |
S-2-Q |
33058.54 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34159.02 |
Day 3 |
Yes |
347.08 |
31-90 Days |
S-3-Q |
31756.99 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
6763.47 |
Day 3 |
Yes |
603.78 |
<7 Days |
S-4-Q |
7622.69 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33575.64 |
Day 3 |
No |
2911.84 |
31-90 Days |
CB-3-Q |
38575.39 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19994.51 |
Day 3 |
Yes |
1338.09 |
<7 Days |
G-1-Q |
22099.84 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20266.93 |
Day 3 |
No |
1050.28 |
91-180 Days |
G-2-Q |
19262.42 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
17549.91 |
Day 3 |
No |
1097.41 |
7-30 Days |
G-3-Q |
15832.20 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
37855.80 |
Day 3 |
No |
667.53 |
91-180 Days |
S-5-Q |
34699.43 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
26867.84 |
Day 3 |
Yes |
1072.30 |
91-180 Days |
S-6-Q |
26486.62 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29310.67 |
Day 3 |
No |
868.95 |
31-90 Days |
S-7-Q |
26503.63 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14391.14 |
Day 3 |
Yes |
547.93 |
7-30 Days |
E-1-Q |
12406.12 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20776.46 |
Day 3 |
No |
1170.55 |
91-180 Days |
E-2-Q |
22839.01 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20772.12 |
Day 3 |
No |
206.33 |
7-30 Days |
IG-1-Q |
18758.59 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
14298.43 |
Day 3 |
No |
918.56 |
91-180 Days |
IG-2-Q |
16605.11 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36296.59 |
Day 3 |
No |
575.69 |
7-30 Days |
C-1 |
33216.14 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6264.37 |
Day 3 |
No |
336.84 |
<7 Days |
CB-4 |
6534.09 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4318.73 |
Day 3 |
No |
230.89 |
31-90 Days |
E-10 |
4849.13 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
8659.17 |
Day 3 |
Yes |
678.92 |
7-30 Days |
E-3 |
7123.98 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
3679.65 |
Day 3 |
No |
340.30 |
91-180 Days |
E-4 |
4207.81 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
40248.33 |
Day 3 |
Yes |
2943.23 |
91-180 Days |
E-5 |
45807.60 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
3310.24 |
Day 3 |
Yes |
131.36 |
91-180 Days |
E-6 |
3208.34 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7963.88 |
Day 3 |
Yes |
615.71 |
31-90 Days |
E-7 |
8871.91 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |