| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29060.95 |
Day 4 |
Yes |
2345.79 |
<7 Days |
S-6-Q |
32144.70 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
26615.10 |
Day 4 |
No |
1276.35 |
31-90 Days |
S-7-Q |
24927.11 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
40487.01 |
Day 4 |
Yes |
2955.08 |
31-90 Days |
E-1-Q |
43570.79 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
6358.38 |
Day 4 |
No |
243.28 |
91-180 Days |
E-2-Q |
6188.34 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
10234.41 |
Day 4 |
No |
947.87 |
7-30 Days |
IG-1-Q |
10573.68 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15032.96 |
Day 4 |
No |
1229.70 |
7-30 Days |
IG-2-Q |
13764.13 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
17951.12 |
Day 4 |
No |
1124.09 |
91-180 Days |
C-1 |
20297.01 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25761.10 |
Day 4 |
Yes |
1465.31 |
<7 Days |
CB-4 |
30350.83 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
1058.28 |
Day 4 |
No |
84.11 |
<7 Days |
E-10 |
1005.94 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39845.77 |
Day 4 |
Yes |
3893.81 |
7-30 Days |
E-3 |
33944.14 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
1416.28 |
Day 4 |
No |
110.95 |
<7 Days |
E-4 |
1188.05 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7243.80 |
Day 4 |
Yes |
489.95 |
91-180 Days |
E-5 |
6421.35 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
17223.19 |
Day 4 |
Yes |
395.32 |
31-90 Days |
E-6 |
15800.68 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29507.61 |
Day 4 |
Yes |
1807.00 |
31-90 Days |
E-7 |
26538.97 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
41965.14 |
Day 4 |
No |
3763.67 |
7-30 Days |
E-8 |
48821.56 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
38898.49 |
Day 4 |
No |
2114.01 |
91-180 Days |
E-9 |
37809.19 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
27780.03 |
Day 4 |
Yes |
438.74 |
<7 Days |
G-4 |
27352.46 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7414.02 |
Day 4 |
Yes |
233.70 |
31-90 Days |
IG-3 |
7684.63 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4740.86 |
Day 4 |
Yes |
427.41 |
91-180 Days |
IG-4 |
5172.29 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19210.25 |
Day 4 |
Yes |
722.55 |
31-90 Days |
IG-5 |
21220.94 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4890.56 |
Day 4 |
Yes |
88.01 |
91-180 Days |
IG-6 |
5431.31 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4122.78 |
Day 4 |
Yes |
411.95 |
<7 Days |
IG-7 |
3309.60 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
1225.44 |
Day 4 |
No |
99.21 |
91-180 Days |
IG-8 |
1149.11 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
1447.68 |
Day 4 |
Yes |
108.11 |
<7 Days |
L-1 |
1490.37 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
16695.07 |
Day 4 |
No |
507.65 |
31-90 Days |
L-10 |
17864.70 |
None |
No |
|
Trading |