| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
10325.03 |
Day 3 |
No |
165.31 |
7-30 Days |
E-8 |
10468.81 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8575.51 |
Day 3 |
No |
408.41 |
7-30 Days |
E-9 |
6892.33 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
11403.95 |
Day 3 |
No |
376.72 |
31-90 Days |
G-4 |
10898.20 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
17871.82 |
Day 3 |
Yes |
1557.39 |
7-30 Days |
IG-3 |
21190.50 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1133.14 |
Day 3 |
Yes |
28.33 |
91-180 Days |
IG-4 |
1254.57 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
18466.46 |
Day 3 |
No |
749.41 |
31-90 Days |
IG-5 |
19243.17 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
32275.76 |
Day 3 |
Yes |
2061.08 |
7-30 Days |
IG-6 |
29205.29 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29506.90 |
Day 3 |
Yes |
2869.53 |
7-30 Days |
IG-7 |
28437.22 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30220.73 |
Day 3 |
Yes |
1576.88 |
91-180 Days |
IG-8 |
30094.19 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15815.14 |
Day 3 |
No |
1507.99 |
91-180 Days |
L-1 |
18516.01 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7341.06 |
Day 3 |
Yes |
78.54 |
31-90 Days |
L-10 |
7673.57 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29383.54 |
Day 3 |
No |
1008.77 |
91-180 Days |
L-11 |
25175.30 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30154.86 |
Day 3 |
No |
123.51 |
7-30 Days |
L-2 |
34926.69 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21600.80 |
Day 3 |
No |
730.78 |
91-180 Days |
L-3 |
25391.58 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32911.89 |
Day 3 |
No |
3055.19 |
7-30 Days |
L-4 |
34605.44 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
38381.90 |
Day 3 |
No |
68.55 |
91-180 Days |
L-5 |
42828.59 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
42187.63 |
Day 3 |
No |
1603.80 |
31-90 Days |
L-6 |
48891.38 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
34081.66 |
Day 3 |
Yes |
2624.88 |
91-180 Days |
L-7 |
30388.16 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
24733.43 |
Day 3 |
Yes |
2389.39 |
<7 Days |
L-8 |
28386.82 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
8007.42 |
Day 3 |
No |
474.41 |
31-90 Days |
L-9 |
7419.77 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33842.89 |
Day 3 |
No |
1499.92 |
7-30 Days |
LC-1 |
33828.37 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
34966.29 |
Day 3 |
Yes |
1597.57 |
91-180 Days |
LC-2 |
36591.49 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21777.74 |
Day 3 |
No |
1825.88 |
31-90 Days |
N-1 |
21337.39 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27189.51 |
Day 3 |
Yes |
439.19 |
91-180 Days |
N-2 |
31140.02 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6181.79 |
Day 3 |
No |
210.85 |
7-30 Days |
N-3 |
5232.41 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |