| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18313.91 |
Day 42 |
Yes |
701.91 |
<7 Days |
S-3-Q |
14806.46 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5610.27 |
Day 42 |
Yes |
270.67 |
<7 Days |
S-4-Q |
6065.86 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36190.66 |
Day 42 |
No |
2308.85 |
<7 Days |
CB-3-Q |
36598.25 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
16103.28 |
Day 42 |
Yes |
8.49 |
<7 Days |
G-1-Q |
17539.16 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
11445.66 |
Day 42 |
No |
916.42 |
91-180 Days |
G-2-Q |
10620.14 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29591.45 |
Day 42 |
No |
1852.55 |
31-90 Days |
G-3-Q |
24765.81 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33338.97 |
Day 42 |
No |
1267.09 |
31-90 Days |
S-5-Q |
37177.10 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15042.70 |
Day 42 |
No |
395.91 |
31-90 Days |
S-6-Q |
16290.43 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26616.40 |
Day 42 |
No |
680.32 |
7-30 Days |
S-7-Q |
23949.29 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
43263.52 |
Day 42 |
No |
1580.56 |
7-30 Days |
E-1-Q |
40260.46 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
23971.99 |
Day 42 |
Yes |
2284.80 |
31-90 Days |
E-2-Q |
22180.99 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
8856.86 |
Day 42 |
No |
882.06 |
91-180 Days |
IG-1-Q |
8125.49 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13881.65 |
Day 42 |
No |
1115.63 |
91-180 Days |
IG-2-Q |
15120.13 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
30681.52 |
Day 42 |
Yes |
167.97 |
<7 Days |
C-1 |
26993.06 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19113.82 |
Day 42 |
Yes |
1095.67 |
91-180 Days |
CB-4 |
21740.87 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
8366.39 |
Day 42 |
Yes |
3.98 |
<7 Days |
E-10 |
8757.92 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
28052.58 |
Day 42 |
Yes |
1140.06 |
<7 Days |
E-3 |
24632.31 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12637.61 |
Day 42 |
Yes |
174.44 |
7-30 Days |
E-4 |
12381.65 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8046.10 |
Day 42 |
No |
730.34 |
7-30 Days |
E-5 |
9047.27 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21567.39 |
Day 42 |
Yes |
1039.05 |
31-90 Days |
E-6 |
18689.77 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32582.81 |
Day 42 |
No |
2711.75 |
31-90 Days |
E-7 |
35183.85 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13911.20 |
Day 42 |
Yes |
95.71 |
<7 Days |
E-8 |
12968.44 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11954.21 |
Day 42 |
Yes |
1014.59 |
91-180 Days |
E-9 |
12423.27 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7432.52 |
Day 42 |
Yes |
1.27 |
31-90 Days |
G-4 |
5997.99 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27551.33 |
Day 42 |
No |
651.13 |
31-90 Days |
IG-3 |
22679.91 |
Partial |
No |
|
Trading |