| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
22078.45 |
Day 41 |
Yes |
1434.41 |
<7 Days |
L-8 |
19225.61 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12499.90 |
Day 41 |
No |
26.75 |
<7 Days |
L-9 |
11660.91 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
30569.31 |
Day 41 |
Yes |
199.08 |
31-90 Days |
LC-1 |
31330.16 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1315.36 |
Day 41 |
No |
129.93 |
<7 Days |
LC-2 |
1454.09 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12432.22 |
Day 41 |
No |
806.48 |
31-90 Days |
N-1 |
11908.78 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
42465.35 |
Day 41 |
Yes |
2793.28 |
91-180 Days |
N-2 |
37028.59 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
34043.76 |
Day 41 |
No |
2448.81 |
<7 Days |
N-3 |
33064.24 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
24675.66 |
Day 41 |
Yes |
1826.06 |
91-180 Days |
N-4 |
24971.67 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
32369.17 |
Day 41 |
No |
2886.16 |
31-90 Days |
N-5 |
29535.59 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
26329.95 |
Day 41 |
Yes |
1440.66 |
<7 Days |
N-6 |
30165.94 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42205.21 |
Day 41 |
No |
2653.03 |
7-30 Days |
N-7 |
36417.49 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29599.91 |
Day 41 |
Yes |
1180.49 |
<7 Days |
P-1 |
29030.69 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
40918.67 |
Day 41 |
Yes |
3057.59 |
91-180 Days |
P-2 |
41186.16 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7314.66 |
Day 41 |
Yes |
105.35 |
7-30 Days |
S-8 |
7572.42 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
28350.54 |
Day 41 |
No |
2701.13 |
31-90 Days |
Y-1 |
33383.13 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26070.56 |
Day 41 |
Yes |
749.45 |
91-180 Days |
Y-2 |
25143.82 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
23872.37 |
Day 41 |
No |
1931.62 |
7-30 Days |
Y-3 |
25629.41 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19641.03 |
Day 41 |
No |
1934.93 |
7-30 Days |
Y-4 |
23210.45 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7422.31 |
Day 41 |
Yes |
579.13 |
31-90 Days |
Z-1 |
6808.62 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4823.55 |
Day 41 |
No |
60.44 |
<7 Days |
A-2 |
4011.89 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
1431.48 |
Day 41 |
Yes |
17.02 |
31-90 Days |
A-3 |
1574.29 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33604.24 |
Day 41 |
Yes |
572.83 |
<7 Days |
A-4 |
38552.07 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
11957.71 |
Day 41 |
No |
1006.16 |
<7 Days |
A-5 |
10782.48 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33944.23 |
Day 41 |
No |
1994.14 |
<7 Days |
CB-1 |
31242.73 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9.01 |
Day 41 |
No |
0.02 |
91-180 Days |
CB-2 |
8.88 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |