| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6789.65 |
Day 42 |
Yes |
349.53 |
31-90 Days |
P-1 |
5571.36 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14594.86 |
Day 42 |
No |
800.94 |
91-180 Days |
P-2 |
15095.53 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12014.49 |
Day 42 |
No |
360.17 |
31-90 Days |
S-8 |
12987.23 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
31198.43 |
Day 42 |
No |
463.04 |
91-180 Days |
Y-1 |
31994.80 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7330.28 |
Day 42 |
No |
497.93 |
31-90 Days |
Y-2 |
7860.70 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
40741.52 |
Day 42 |
Yes |
343.56 |
31-90 Days |
Y-3 |
46935.64 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
27363.82 |
Day 42 |
No |
178.87 |
91-180 Days |
Y-4 |
24683.55 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
2062.04 |
Day 42 |
Yes |
200.26 |
31-90 Days |
Z-1 |
1798.55 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
35393.56 |
Day 42 |
No |
2913.33 |
91-180 Days |
A-2 |
34500.31 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1699.28 |
Day 42 |
Yes |
99.62 |
<7 Days |
A-3 |
1963.95 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
18165.09 |
Day 42 |
Yes |
1609.29 |
31-90 Days |
A-4 |
19402.14 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13125.13 |
Day 42 |
Yes |
1254.57 |
7-30 Days |
A-5 |
12558.63 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
10281.40 |
Day 42 |
Yes |
8.69 |
31-90 Days |
CB-1 |
8305.19 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25919.24 |
Day 42 |
No |
1151.65 |
7-30 Days |
CB-2 |
30086.02 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7002.85 |
Day 42 |
No |
363.97 |
31-90 Days |
CB-3 |
6410.50 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33821.75 |
Day 42 |
No |
1488.86 |
91-180 Days |
E-1 |
37021.44 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
24595.28 |
Day 42 |
No |
2029.88 |
91-180 Days |
E-2 |
22537.29 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23053.89 |
Day 42 |
No |
613.59 |
31-90 Days |
G-1 |
19026.76 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42728.73 |
Day 42 |
No |
2930.26 |
<7 Days |
G-2 |
34962.29 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7648.55 |
Day 42 |
No |
455.16 |
7-30 Days |
G-3 |
7795.35 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
28614.03 |
Day 42 |
No |
2681.56 |
31-90 Days |
IG-1 |
26517.83 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
35072.00 |
Day 42 |
No |
1859.49 |
7-30 Days |
IG-2 |
33737.09 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
34498.45 |
Day 42 |
Yes |
3312.79 |
<7 Days |
S-1 |
39087.50 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29255.65 |
Day 42 |
Yes |
1418.18 |
<7 Days |
S-2 |
28148.70 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
35806.51 |
Day 42 |
No |
2789.21 |
<7 Days |
S-3 |
30269.92 |
Partial |
No |
|
Trading |