| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
44092.46 |
Day 42 |
No |
4084.01 |
<7 Days |
IG-4 |
42812.06 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12934.70 |
Day 42 |
No |
523.09 |
91-180 Days |
IG-5 |
12268.32 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4391.45 |
Day 42 |
Yes |
57.27 |
91-180 Days |
IG-6 |
4456.34 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
35527.75 |
Day 42 |
Yes |
317.03 |
<7 Days |
IG-7 |
36570.80 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39011.20 |
Day 42 |
No |
2677.25 |
7-30 Days |
IG-8 |
40486.52 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
11334.65 |
Day 42 |
Yes |
563.44 |
91-180 Days |
L-1 |
9917.17 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
40633.65 |
Day 42 |
No |
1446.81 |
7-30 Days |
L-10 |
39842.87 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36595.64 |
Day 42 |
No |
1130.28 |
7-30 Days |
L-11 |
41775.21 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
8098.49 |
Day 42 |
No |
488.11 |
31-90 Days |
L-2 |
6768.14 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
20310.52 |
Day 42 |
Yes |
37.29 |
91-180 Days |
L-3 |
23437.07 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
3441.00 |
Day 42 |
No |
10.49 |
31-90 Days |
L-4 |
4087.35 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39288.09 |
Day 42 |
Yes |
2148.30 |
7-30 Days |
L-5 |
40461.79 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
28779.28 |
Day 42 |
No |
1242.95 |
91-180 Days |
L-6 |
32346.51 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
37671.19 |
Day 42 |
Yes |
1597.71 |
7-30 Days |
L-7 |
43403.04 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
38382.30 |
Day 42 |
No |
150.08 |
91-180 Days |
L-8 |
40157.57 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
43919.26 |
Day 42 |
Yes |
2197.58 |
<7 Days |
L-9 |
42553.16 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15589.54 |
Day 42 |
Yes |
1273.57 |
<7 Days |
LC-1 |
17574.41 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14931.22 |
Day 42 |
No |
387.28 |
91-180 Days |
LC-2 |
17842.20 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
28850.96 |
Day 42 |
No |
2676.76 |
31-90 Days |
N-1 |
26334.76 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4298.54 |
Day 42 |
No |
98.33 |
<7 Days |
N-2 |
3846.06 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1867.58 |
Day 42 |
Yes |
101.83 |
91-180 Days |
N-3 |
1984.30 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39392.42 |
Day 42 |
No |
1780.78 |
7-30 Days |
N-4 |
34260.21 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30849.53 |
Day 42 |
No |
1645.70 |
31-90 Days |
N-5 |
29188.48 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29560.68 |
Day 42 |
Yes |
303.31 |
7-30 Days |
N-6 |
29774.76 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12870.86 |
Day 42 |
Yes |
873.44 |
7-30 Days |
N-7 |
13641.43 |
None |
No |
|
Trading |