| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33669.01 |
Day 40 |
No |
373.43 |
<7 Days |
Y-1 |
36602.56 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
17980.76 |
Day 40 |
Yes |
887.45 |
<7 Days |
Y-2 |
20110.59 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
31609.93 |
Day 40 |
No |
962.54 |
31-90 Days |
Y-3 |
34570.29 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22270.11 |
Day 40 |
No |
2107.27 |
31-90 Days |
Y-4 |
19767.52 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
34941.06 |
Day 40 |
Yes |
1291.41 |
<7 Days |
Z-1 |
35367.20 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
40453.50 |
Day 40 |
Yes |
170.44 |
<7 Days |
A-2 |
38918.76 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4337.10 |
Day 40 |
No |
255.38 |
<7 Days |
A-3 |
4149.01 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
24809.95 |
Day 40 |
No |
2364.89 |
<7 Days |
A-4 |
29377.88 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25982.46 |
Day 40 |
Yes |
565.88 |
<7 Days |
A-5 |
26355.97 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39821.05 |
Day 40 |
Yes |
3889.43 |
31-90 Days |
CB-1 |
47379.27 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
28047.03 |
Day 40 |
No |
543.58 |
<7 Days |
CB-2 |
31167.68 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19915.25 |
Day 40 |
No |
1614.69 |
91-180 Days |
CB-3 |
19523.99 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1736.83 |
Day 40 |
Yes |
95.00 |
91-180 Days |
E-1 |
1884.83 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10051.80 |
Day 40 |
No |
659.14 |
31-90 Days |
E-2 |
9580.83 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13773.16 |
Day 40 |
Yes |
130.49 |
7-30 Days |
G-1 |
11468.30 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14408.21 |
Day 40 |
Yes |
741.33 |
31-90 Days |
G-2 |
13938.65 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22164.28 |
Day 40 |
No |
516.62 |
7-30 Days |
G-3 |
19954.83 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19806.57 |
Day 40 |
Yes |
1185.37 |
91-180 Days |
IG-1 |
23693.26 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1454.42 |
Day 40 |
No |
141.19 |
7-30 Days |
IG-2 |
1268.10 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25937.60 |
Day 40 |
Yes |
386.02 |
<7 Days |
S-1 |
30528.39 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
38279.90 |
Day 40 |
Yes |
2932.02 |
31-90 Days |
S-2 |
44017.05 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
23492.26 |
Day 40 |
Yes |
726.99 |
31-90 Days |
S-3 |
21010.61 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
41085.31 |
Day 40 |
Yes |
1872.02 |
31-90 Days |
S-4 |
42396.17 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8505.45 |
Day 40 |
Yes |
702.46 |
91-180 Days |
S-5 |
7256.73 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22810.70 |
Day 40 |
No |
1269.51 |
<7 Days |
S-6 |
23292.84 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |