| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23047.20 |
Day 41 |
No |
378.23 |
<7 Days |
CB-4 |
21125.43 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39786.83 |
Day 41 |
Yes |
1672.10 |
31-90 Days |
E-10 |
42987.57 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
3514.56 |
Day 41 |
Yes |
13.49 |
7-30 Days |
E-3 |
3764.47 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33383.50 |
Day 41 |
Yes |
662.08 |
31-90 Days |
E-4 |
33433.64 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
695.86 |
Day 41 |
Yes |
5.75 |
<7 Days |
E-5 |
583.05 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
2213.95 |
Day 41 |
No |
209.54 |
7-30 Days |
E-6 |
1809.16 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
6215.92 |
Day 41 |
Yes |
186.68 |
<7 Days |
E-7 |
5248.55 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
5978.68 |
Day 41 |
Yes |
139.88 |
<7 Days |
E-8 |
5850.46 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
43256.92 |
Day 41 |
Yes |
252.83 |
<7 Days |
E-9 |
51360.54 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
31956.89 |
Day 41 |
No |
1287.49 |
91-180 Days |
G-4 |
38275.44 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
16604.35 |
Day 41 |
No |
1310.46 |
7-30 Days |
IG-3 |
19252.76 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6649.63 |
Day 41 |
No |
581.23 |
31-90 Days |
IG-4 |
5776.13 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21098.72 |
Day 41 |
No |
644.51 |
91-180 Days |
IG-5 |
21326.38 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
18591.43 |
Day 41 |
No |
39.50 |
91-180 Days |
IG-6 |
18147.98 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
3675.75 |
Day 41 |
Yes |
262.76 |
7-30 Days |
IG-7 |
4349.54 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
738.02 |
Day 41 |
Yes |
59.75 |
31-90 Days |
IG-8 |
723.45 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8109.89 |
Day 41 |
No |
9.47 |
31-90 Days |
L-1 |
6860.81 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
35542.27 |
Day 41 |
Yes |
3454.95 |
91-180 Days |
L-10 |
37718.90 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
28635.18 |
Day 41 |
Yes |
1074.61 |
7-30 Days |
L-11 |
28053.74 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
43080.42 |
Day 41 |
No |
737.32 |
<7 Days |
L-2 |
50981.58 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19144.53 |
Day 41 |
Yes |
1823.49 |
91-180 Days |
L-3 |
19814.49 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
13899.17 |
Day 41 |
Yes |
1295.53 |
31-90 Days |
L-4 |
11928.00 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9366.10 |
Day 41 |
No |
262.69 |
31-90 Days |
L-5 |
9944.20 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21886.80 |
Day 41 |
No |
621.44 |
31-90 Days |
L-6 |
21139.37 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21941.65 |
Day 41 |
No |
991.98 |
91-180 Days |
L-7 |
18327.32 |
Full |
No |
|
Treasury |