| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15432.54 |
Day 40 |
Yes |
653.60 |
7-30 Days |
G-1-Q |
17330.52 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32477.82 |
Day 40 |
No |
2457.74 |
<7 Days |
G-2-Q |
37785.31 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
1683.43 |
Day 40 |
Yes |
57.77 |
7-30 Days |
G-3-Q |
1499.01 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
25786.11 |
Day 40 |
Yes |
808.72 |
7-30 Days |
S-5-Q |
21315.50 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1071.19 |
Day 40 |
No |
14.34 |
31-90 Days |
S-6-Q |
885.69 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36612.00 |
Day 40 |
No |
1986.75 |
<7 Days |
S-7-Q |
31342.24 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
20171.96 |
Day 40 |
Yes |
1300.19 |
91-180 Days |
E-1-Q |
20003.89 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
31335.29 |
Day 40 |
Yes |
1290.08 |
31-90 Days |
E-2-Q |
33000.92 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
38335.37 |
Day 40 |
Yes |
3059.55 |
<7 Days |
IG-1-Q |
33423.91 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25574.55 |
Day 40 |
Yes |
297.50 |
91-180 Days |
IG-2-Q |
29708.16 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
41496.11 |
Day 40 |
No |
445.58 |
91-180 Days |
C-1 |
41721.40 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
35851.49 |
Day 40 |
Yes |
2847.56 |
31-90 Days |
CB-4 |
39321.17 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6321.93 |
Day 40 |
Yes |
466.85 |
91-180 Days |
E-10 |
7060.17 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
31032.49 |
Day 40 |
No |
897.59 |
7-30 Days |
E-3 |
27601.00 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
16678.04 |
Day 40 |
Yes |
646.18 |
91-180 Days |
E-4 |
18759.82 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33021.45 |
Day 40 |
No |
756.17 |
31-90 Days |
E-5 |
31862.33 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4298.54 |
Day 40 |
No |
149.86 |
91-180 Days |
E-6 |
3938.82 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
38090.37 |
Day 40 |
Yes |
1487.11 |
91-180 Days |
E-7 |
32036.12 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36959.82 |
Day 40 |
No |
3052.58 |
31-90 Days |
E-8 |
37128.26 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21274.57 |
Day 40 |
Yes |
1672.61 |
91-180 Days |
E-9 |
24506.29 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
3846.41 |
Day 40 |
Yes |
273.59 |
7-30 Days |
G-4 |
3579.70 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5096.20 |
Day 40 |
Yes |
312.40 |
91-180 Days |
IG-3 |
4450.50 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
27228.78 |
Day 40 |
No |
2497.51 |
91-180 Days |
IG-4 |
31451.78 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
27518.85 |
Day 40 |
Yes |
1128.30 |
91-180 Days |
IG-5 |
28971.51 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9654.64 |
Day 40 |
Yes |
545.98 |
91-180 Days |
IG-6 |
10751.26 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |