| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
18283.31 |
Day 40 |
Yes |
1772.86 |
7-30 Days |
IG-7 |
15182.78 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
9585.90 |
Day 40 |
No |
186.54 |
91-180 Days |
IG-8 |
9759.15 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
38619.52 |
Day 40 |
No |
988.22 |
7-30 Days |
L-1 |
43985.45 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19923.08 |
Day 40 |
No |
60.86 |
31-90 Days |
L-10 |
22911.62 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21364.91 |
Day 40 |
No |
444.34 |
<7 Days |
L-11 |
23408.20 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
25172.10 |
Day 40 |
Yes |
946.48 |
<7 Days |
L-2 |
27171.05 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
24407.49 |
Day 40 |
No |
1809.32 |
91-180 Days |
L-3 |
24935.26 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
3471.00 |
Day 40 |
No |
154.18 |
31-90 Days |
L-4 |
3854.75 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15044.22 |
Day 40 |
Yes |
760.07 |
31-90 Days |
L-5 |
14196.97 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21625.79 |
Day 40 |
Yes |
1812.97 |
7-30 Days |
L-6 |
21135.69 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11812.53 |
Day 40 |
Yes |
944.33 |
<7 Days |
L-7 |
12367.68 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
16009.63 |
Day 40 |
No |
550.64 |
91-180 Days |
L-8 |
13168.28 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
43154.05 |
Day 40 |
No |
3327.39 |
31-90 Days |
L-9 |
40207.19 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33665.00 |
Day 40 |
No |
1552.76 |
7-30 Days |
LC-1 |
38132.57 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
947.60 |
Day 40 |
No |
33.73 |
91-180 Days |
LC-2 |
805.64 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7877.33 |
Day 40 |
No |
450.50 |
91-180 Days |
N-1 |
9120.06 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11279.27 |
Day 40 |
Yes |
124.31 |
91-180 Days |
N-2 |
10852.20 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
38751.92 |
Day 40 |
Yes |
12.44 |
7-30 Days |
N-3 |
35999.04 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29835.09 |
Day 40 |
No |
232.16 |
7-30 Days |
N-4 |
34874.81 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14557.77 |
Day 40 |
Yes |
799.76 |
<7 Days |
N-5 |
12600.67 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19802.83 |
Day 40 |
No |
1419.78 |
91-180 Days |
N-6 |
23351.72 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
31004.16 |
Day 40 |
Yes |
1547.29 |
31-90 Days |
N-7 |
25644.72 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19620.75 |
Day 40 |
No |
1291.44 |
91-180 Days |
P-1 |
15918.91 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30745.85 |
Day 40 |
No |
991.35 |
31-90 Days |
P-2 |
28190.83 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
16997.83 |
Day 40 |
Yes |
485.81 |
<7 Days |
S-8 |
18214.20 |
None |
No |
|
Capital Markets |