| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4429.92 |
Day 37 |
No |
128.41 |
91-180 Days |
IG-1 |
3750.06 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
40374.39 |
Day 37 |
Yes |
3888.65 |
<7 Days |
IG-2 |
39002.97 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19682.85 |
Day 37 |
No |
1963.06 |
31-90 Days |
S-1 |
18856.09 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
42858.09 |
Day 37 |
Yes |
432.22 |
31-90 Days |
S-2 |
35034.39 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7302.95 |
Day 37 |
No |
599.79 |
7-30 Days |
S-3 |
7230.27 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
32970.31 |
Day 37 |
Yes |
1825.47 |
91-180 Days |
S-4 |
30750.54 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39174.86 |
Day 37 |
No |
1310.35 |
31-90 Days |
S-5 |
39362.47 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
24740.88 |
Day 37 |
No |
1697.25 |
31-90 Days |
S-6 |
27749.66 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
43400.56 |
Day 37 |
Yes |
4170.72 |
91-180 Days |
S-7 |
42734.55 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4866.02 |
Day 38 |
Yes |
220.53 |
31-90 Days |
A-0-Q |
4440.64 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
13962.00 |
Day 38 |
Yes |
1092.46 |
7-30 Days |
A-1-Q |
12641.48 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
2084.13 |
Day 38 |
No |
157.67 |
7-30 Days |
A-2-Q |
1801.53 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5688.76 |
Day 38 |
No |
118.64 |
31-90 Days |
A-3-Q |
4745.22 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34735.60 |
Day 38 |
Yes |
1526.23 |
91-180 Days |
A-4-Q |
32828.63 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33917.97 |
Day 38 |
Yes |
2419.45 |
7-30 Days |
A-5-Q |
34104.91 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5990.39 |
Day 38 |
Yes |
164.01 |
91-180 Days |
CB-1-Q |
6739.95 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12092.81 |
Day 38 |
Yes |
130.25 |
<7 Days |
CB-2-Q |
9811.84 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33287.58 |
Day 38 |
No |
2745.72 |
7-30 Days |
S-1-Q |
27892.98 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19594.68 |
Day 38 |
No |
952.09 |
<7 Days |
S-2-Q |
20446.36 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
25672.98 |
Day 38 |
Yes |
2514.46 |
7-30 Days |
S-3-Q |
30772.76 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15041.15 |
Day 38 |
No |
109.71 |
7-30 Days |
S-4-Q |
14050.27 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30153.46 |
Day 38 |
No |
2273.04 |
7-30 Days |
CB-3-Q |
25113.30 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33447.17 |
Day 38 |
No |
1646.74 |
31-90 Days |
G-1-Q |
35642.84 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33988.73 |
Day 38 |
Yes |
2137.39 |
91-180 Days |
G-2-Q |
33679.99 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36411.90 |
Day 38 |
No |
58.30 |
<7 Days |
G-3-Q |
36508.92 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |