| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21383.59 |
Day 33 |
No |
210.81 |
7-30 Days |
S-5 |
18968.00 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
35192.65 |
Day 33 |
Yes |
2119.33 |
31-90 Days |
S-6 |
41714.56 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
13120.60 |
Day 33 |
Yes |
34.70 |
<7 Days |
S-7 |
13400.92 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
18645.38 |
Day 34 |
Yes |
1460.24 |
<7 Days |
A-0-Q |
18443.89 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
41899.45 |
Day 34 |
No |
3083.34 |
31-90 Days |
A-1-Q |
48560.22 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
6974.29 |
Day 34 |
No |
196.66 |
<7 Days |
A-2-Q |
6725.10 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29958.18 |
Day 34 |
No |
88.46 |
91-180 Days |
A-3-Q |
28846.54 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
15494.62 |
Day 34 |
Yes |
1531.48 |
<7 Days |
A-4-Q |
13047.03 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
41643.87 |
Day 34 |
Yes |
1235.30 |
<7 Days |
A-5-Q |
37194.40 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
2474.36 |
Day 34 |
No |
190.60 |
7-30 Days |
CB-1-Q |
2744.19 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8116.72 |
Day 34 |
Yes |
690.16 |
<7 Days |
CB-2-Q |
8265.70 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
17627.83 |
Day 34 |
No |
379.54 |
31-90 Days |
S-1-Q |
19137.93 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
28159.15 |
Day 34 |
No |
212.27 |
91-180 Days |
S-2-Q |
23873.50 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7741.90 |
Day 34 |
No |
254.88 |
91-180 Days |
S-3-Q |
8790.52 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
22751.99 |
Day 34 |
No |
1174.77 |
7-30 Days |
S-4-Q |
24662.72 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
32551.00 |
Day 34 |
No |
2215.83 |
91-180 Days |
CB-3-Q |
36578.75 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39045.70 |
Day 34 |
No |
505.77 |
91-180 Days |
G-1-Q |
35593.45 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12312.73 |
Day 34 |
No |
889.81 |
91-180 Days |
G-2-Q |
11537.37 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
8855.45 |
Day 34 |
No |
271.84 |
91-180 Days |
G-3-Q |
7451.43 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21657.26 |
Day 34 |
Yes |
900.05 |
7-30 Days |
S-5-Q |
23450.39 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1317.10 |
Day 34 |
Yes |
21.80 |
<7 Days |
S-6-Q |
1233.46 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5913.11 |
Day 34 |
No |
79.79 |
91-180 Days |
S-7-Q |
5172.09 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33748.93 |
Day 34 |
Yes |
1709.66 |
7-30 Days |
E-1-Q |
28293.48 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8600.91 |
Day 34 |
No |
555.59 |
91-180 Days |
E-2-Q |
10280.78 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5992.71 |
Day 34 |
Yes |
443.40 |
7-30 Days |
IG-1-Q |
7000.16 |
Full |
No |
|
Treasury |