| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
26380.82 |
Day 45 |
Yes |
1336.78 |
<7 Days |
S-3-Q |
25209.83 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
39149.23 |
Day 45 |
Yes |
2898.65 |
7-30 Days |
S-4-Q |
46520.45 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
32539.20 |
Day 45 |
No |
2454.67 |
<7 Days |
CB-3-Q |
33648.49 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
29144.01 |
Day 45 |
Yes |
529.39 |
7-30 Days |
G-1-Q |
29270.75 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
11350.23 |
Day 45 |
Yes |
560.01 |
<7 Days |
G-2-Q |
12004.48 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
4705.06 |
Day 45 |
No |
132.59 |
91-180 Days |
G-3-Q |
3787.94 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
4827.67 |
Day 45 |
Yes |
432.76 |
31-90 Days |
S-5-Q |
3865.44 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
2140.65 |
Day 45 |
No |
123.61 |
7-30 Days |
S-6-Q |
2127.83 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
19437.84 |
Day 45 |
No |
144.27 |
91-180 Days |
S-7-Q |
18867.07 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
10348.38 |
Day 45 |
Yes |
453.87 |
91-180 Days |
E-1-Q |
8408.44 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
39117.62 |
Day 45 |
No |
91.23 |
7-30 Days |
E-2-Q |
42363.72 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
22660.26 |
Day 45 |
Yes |
2132.57 |
7-30 Days |
IG-1-Q |
26112.95 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
35994.88 |
Day 45 |
Yes |
1736.88 |
31-90 Days |
IG-2-Q |
36736.34 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
32629.20 |
Day 45 |
Yes |
2820.50 |
31-90 Days |
C-1 |
28845.58 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
15391.15 |
Day 45 |
Yes |
1406.82 |
<7 Days |
CB-4 |
12545.33 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
7803.83 |
Day 45 |
Yes |
131.32 |
<7 Days |
E-10 |
6606.72 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
20037.60 |
Day 45 |
Yes |
857.72 |
91-180 Days |
E-3 |
18861.82 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
9285.26 |
Day 45 |
Yes |
159.93 |
<7 Days |
E-4 |
9242.73 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
37747.52 |
Day 45 |
Yes |
1563.99 |
<7 Days |
E-5 |
43431.97 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
6242.81 |
Day 45 |
No |
300.35 |
7-30 Days |
E-6 |
5961.85 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
29403.20 |
Day 45 |
No |
509.13 |
7-30 Days |
E-7 |
27499.39 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
38329.56 |
Day 45 |
Yes |
765.10 |
<7 Days |
E-8 |
36784.10 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
33543.18 |
Day 45 |
Yes |
3315.06 |
31-90 Days |
E-9 |
33438.93 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
23370.18 |
Day 45 |
No |
1953.78 |
<7 Days |
G-4 |
24298.37 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
31424.57 |
Day 45 |
No |
482.08 |
91-180 Days |
IG-3 |
27717.37 |
Full |
No |
|
Treasury |