| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
7650.05 |
Day 45 |
Yes |
437.92 |
7-30 Days |
IG-4 |
8305.38 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
30195.52 |
Day 45 |
Yes |
2451.28 |
31-90 Days |
IG-5 |
34597.33 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
32871.66 |
Day 45 |
No |
3224.60 |
7-30 Days |
IG-6 |
34997.22 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
3506.41 |
Day 45 |
No |
87.08 |
31-90 Days |
IG-7 |
3850.90 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
5471.12 |
Day 45 |
Yes |
212.43 |
91-180 Days |
IG-8 |
6366.88 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
8200.16 |
Day 45 |
No |
602.77 |
<7 Days |
L-1 |
8540.09 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
11635.67 |
Day 45 |
Yes |
604.87 |
<7 Days |
L-10 |
9610.57 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
2295.40 |
Day 45 |
Yes |
96.66 |
91-180 Days |
L-11 |
2028.72 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
239.92 |
Day 45 |
Yes |
14.90 |
31-90 Days |
L-2 |
249.40 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
35571.07 |
Day 45 |
Yes |
963.77 |
7-30 Days |
L-3 |
36455.21 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
28617.06 |
Day 45 |
Yes |
1146.62 |
31-90 Days |
L-4 |
31103.22 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
28078.81 |
Day 45 |
Yes |
811.49 |
7-30 Days |
L-5 |
29259.78 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
42411.00 |
Day 45 |
Yes |
2599.57 |
7-30 Days |
L-6 |
34325.69 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
39238.67 |
Day 45 |
No |
910.50 |
<7 Days |
L-7 |
38096.51 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
41515.39 |
Day 45 |
Yes |
1783.20 |
7-30 Days |
L-8 |
35709.09 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
380.09 |
Day 45 |
Yes |
33.29 |
<7 Days |
L-9 |
425.07 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
28146.26 |
Day 45 |
Yes |
2347.02 |
31-90 Days |
LC-1 |
30145.47 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
13512.08 |
Day 45 |
No |
39.57 |
<7 Days |
LC-2 |
14512.22 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
32608.94 |
Day 45 |
No |
856.62 |
7-30 Days |
N-1 |
30889.96 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
2611.26 |
Day 45 |
Yes |
251.09 |
31-90 Days |
N-2 |
2659.02 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
8305.82 |
Day 45 |
Yes |
311.58 |
91-180 Days |
N-3 |
7905.76 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
34639.51 |
Day 45 |
No |
1857.55 |
<7 Days |
N-4 |
34955.51 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
19631.00 |
Day 45 |
Yes |
1494.82 |
<7 Days |
N-5 |
22258.06 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
32445.26 |
Day 45 |
Yes |
1927.79 |
<7 Days |
N-6 |
37046.49 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
15360.11 |
Day 45 |
Yes |
272.77 |
<7 Days |
N-7 |
13540.31 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |