| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
41428.30 |
Day 44 |
No |
901.12 |
7-30 Days |
L-8 |
34237.44 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
32602.11 |
Day 44 |
No |
2486.37 |
31-90 Days |
L-9 |
31543.67 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
37632.70 |
Day 44 |
No |
106.74 |
7-30 Days |
LC-1 |
38738.23 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
4406.31 |
Day 44 |
Yes |
222.14 |
7-30 Days |
LC-2 |
4343.48 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
8206.23 |
Day 44 |
No |
599.69 |
31-90 Days |
N-1 |
9470.13 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
22240.29 |
Day 44 |
No |
1345.55 |
91-180 Days |
N-2 |
23526.17 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
37489.83 |
Day 44 |
Yes |
1758.14 |
7-30 Days |
N-3 |
35574.71 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
23067.14 |
Day 44 |
Yes |
1507.58 |
7-30 Days |
N-4 |
21107.46 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
22894.34 |
Day 44 |
No |
1484.57 |
7-30 Days |
N-5 |
19464.82 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
34893.85 |
Day 44 |
Yes |
2420.92 |
7-30 Days |
N-6 |
33397.52 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
24284.36 |
Day 44 |
Yes |
2192.32 |
<7 Days |
N-7 |
27294.57 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
20117.14 |
Day 44 |
Yes |
716.81 |
7-30 Days |
P-1 |
22419.98 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
7667.79 |
Day 44 |
No |
222.98 |
<7 Days |
P-2 |
8473.70 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
22365.13 |
Day 44 |
Yes |
963.83 |
91-180 Days |
S-8 |
21056.69 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
12801.12 |
Day 44 |
No |
400.62 |
91-180 Days |
Y-1 |
13918.25 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
37704.93 |
Day 44 |
No |
2219.14 |
7-30 Days |
Y-2 |
44210.28 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
23649.27 |
Day 44 |
No |
347.32 |
<7 Days |
Y-3 |
21498.38 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
25095.78 |
Day 44 |
No |
1812.54 |
7-30 Days |
Y-4 |
20997.27 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
41033.34 |
Day 44 |
No |
2077.91 |
<7 Days |
Z-1 |
43762.53 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
7357.86 |
Day 44 |
No |
361.74 |
31-90 Days |
A-2 |
7570.19 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
13499.62 |
Day 44 |
Yes |
1318.98 |
7-30 Days |
A-3 |
11798.30 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
35212.22 |
Day 44 |
Yes |
2211.33 |
31-90 Days |
A-4 |
38918.22 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
26758.74 |
Day 44 |
No |
310.78 |
7-30 Days |
A-5 |
23093.00 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
42853.66 |
Day 44 |
Yes |
91.44 |
31-90 Days |
CB-1 |
36227.07 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
33155.71 |
Day 44 |
Yes |
1819.25 |
31-90 Days |
CB-2 |
35189.65 |
Full |
No |
|
Capital Markets |