| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
37165.82 |
Day 44 |
No |
2045.17 |
31-90 Days |
CB-4 |
37170.77 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
38320.91 |
Day 44 |
Yes |
467.47 |
<7 Days |
E-10 |
35062.38 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
4812.98 |
Day 44 |
No |
177.85 |
31-90 Days |
E-3 |
4927.13 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
12041.76 |
Day 44 |
No |
504.47 |
7-30 Days |
E-4 |
11944.50 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
5648.24 |
Day 44 |
No |
224.79 |
7-30 Days |
E-5 |
5872.80 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
33546.54 |
Day 44 |
Yes |
2965.02 |
91-180 Days |
E-6 |
34068.27 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
24942.94 |
Day 44 |
No |
1516.29 |
31-90 Days |
E-7 |
22055.34 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
31960.83 |
Day 44 |
Yes |
1415.59 |
31-90 Days |
E-8 |
26141.30 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
40830.50 |
Day 44 |
No |
914.31 |
31-90 Days |
E-9 |
35786.32 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
8426.88 |
Day 44 |
Yes |
50.65 |
91-180 Days |
G-4 |
8686.59 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
42918.36 |
Day 44 |
Yes |
3520.89 |
31-90 Days |
IG-3 |
42313.63 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
31358.11 |
Day 44 |
No |
2865.94 |
7-30 Days |
IG-4 |
32599.23 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
6719.41 |
Day 44 |
Yes |
173.05 |
<7 Days |
IG-5 |
6699.33 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
15124.86 |
Day 44 |
No |
42.21 |
<7 Days |
IG-6 |
17487.90 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
26196.53 |
Day 44 |
No |
2460.26 |
91-180 Days |
IG-7 |
24989.36 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
40945.60 |
Day 44 |
Yes |
1375.13 |
7-30 Days |
IG-8 |
34749.20 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
38650.73 |
Day 44 |
No |
1557.89 |
91-180 Days |
L-1 |
34549.92 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
34017.68 |
Day 44 |
No |
2341.26 |
91-180 Days |
L-10 |
32351.61 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
42267.68 |
Day 44 |
Yes |
287.73 |
31-90 Days |
L-11 |
36180.30 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
30031.95 |
Day 44 |
No |
1350.98 |
31-90 Days |
L-2 |
34153.06 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
43893.30 |
Day 44 |
No |
3698.36 |
7-30 Days |
L-3 |
41870.51 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
27015.81 |
Day 44 |
No |
858.69 |
7-30 Days |
L-4 |
24222.74 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
8944.03 |
Day 44 |
Yes |
143.93 |
7-30 Days |
L-5 |
9563.26 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
2690.12 |
Day 44 |
No |
208.38 |
<7 Days |
L-6 |
3226.09 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
35094.02 |
Day 44 |
No |
871.85 |
31-90 Days |
L-7 |
37441.26 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |