| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
2425.18 |
Day 33 |
No |
121.93 |
91-180 Days |
G-2 |
2447.88 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
16441.42 |
Day 33 |
No |
1214.99 |
31-90 Days |
G-3 |
16879.84 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
34737.60 |
Day 33 |
No |
3095.70 |
<7 Days |
IG-1 |
28941.05 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
554.88 |
Day 33 |
No |
41.37 |
91-180 Days |
IG-2 |
575.69 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
9763.92 |
Day 33 |
No |
728.09 |
31-90 Days |
S-1 |
7918.92 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
12472.18 |
Day 33 |
No |
1238.18 |
91-180 Days |
S-2 |
13962.50 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
9782.98 |
Day 33 |
No |
28.61 |
91-180 Days |
S-3 |
7966.50 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
28971.12 |
Day 33 |
No |
44.09 |
<7 Days |
S-4 |
24427.31 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
1594.89 |
Day 33 |
No |
26.60 |
<7 Days |
S-5 |
1782.12 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
24975.50 |
Day 33 |
No |
464.35 |
7-30 Days |
S-6 |
22666.04 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
3181.61 |
Day 33 |
Yes |
170.80 |
91-180 Days |
S-7 |
3206.79 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
5445.09 |
Day 34 |
Yes |
384.77 |
91-180 Days |
A-0-Q |
5008.32 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
14379.66 |
Day 34 |
No |
1204.64 |
31-90 Days |
A-1-Q |
16110.23 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
24705.35 |
Day 34 |
Yes |
1612.67 |
<7 Days |
A-2-Q |
28966.28 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
26403.46 |
Day 34 |
Yes |
2298.33 |
91-180 Days |
A-3-Q |
23245.55 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
42795.49 |
Day 34 |
No |
4214.68 |
31-90 Days |
A-4-Q |
34729.34 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
33376.57 |
Day 34 |
Yes |
3153.01 |
<7 Days |
A-5-Q |
29214.81 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
9076.86 |
Day 34 |
Yes |
472.80 |
91-180 Days |
CB-1-Q |
10692.27 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
2972.27 |
Day 34 |
Yes |
155.79 |
<7 Days |
CB-2-Q |
3394.35 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
19322.67 |
Day 34 |
No |
1624.33 |
31-90 Days |
S-1-Q |
16721.77 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
33608.47 |
Day 34 |
No |
2803.45 |
<7 Days |
S-2-Q |
28419.44 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
37618.43 |
Day 34 |
No |
3150.19 |
91-180 Days |
S-3-Q |
41455.32 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
16068.64 |
Day 34 |
Yes |
680.41 |
<7 Days |
S-4-Q |
18242.83 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
30633.10 |
Day 34 |
No |
900.96 |
91-180 Days |
CB-3-Q |
29318.45 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
24935.47 |
Day 34 |
No |
1221.06 |
7-30 Days |
G-1-Q |
29897.09 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |