| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
33714.86 |
Day 34 |
No |
191.84 |
91-180 Days |
IG-8 |
33919.58 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
36904.01 |
Day 34 |
Yes |
212.87 |
7-30 Days |
L-1 |
33716.57 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
32439.86 |
Day 34 |
Yes |
2338.65 |
7-30 Days |
L-10 |
38060.03 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
19368.18 |
Day 34 |
Yes |
1587.80 |
7-30 Days |
L-11 |
18221.98 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
25805.31 |
Day 34 |
Yes |
1172.82 |
31-90 Days |
L-2 |
21823.05 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
4560.96 |
Day 34 |
Yes |
305.46 |
<7 Days |
L-3 |
4075.47 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
3609.04 |
Day 34 |
Yes |
309.73 |
91-180 Days |
L-4 |
3779.74 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
13752.48 |
Day 34 |
No |
167.03 |
31-90 Days |
L-5 |
14104.77 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
20709.71 |
Day 34 |
No |
858.13 |
31-90 Days |
L-6 |
21456.80 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
9640.07 |
Day 34 |
No |
639.74 |
7-30 Days |
L-7 |
7844.86 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
17166.25 |
Day 34 |
Yes |
529.55 |
7-30 Days |
L-8 |
16254.94 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
25224.67 |
Day 34 |
Yes |
848.12 |
31-90 Days |
L-9 |
20687.19 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
8969.82 |
Day 34 |
No |
677.67 |
31-90 Days |
LC-1 |
10060.84 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
19008.46 |
Day 34 |
Yes |
179.90 |
91-180 Days |
LC-2 |
16511.58 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
33531.45 |
Day 34 |
No |
1064.66 |
31-90 Days |
N-1 |
38321.08 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
40805.03 |
Day 34 |
No |
619.51 |
31-90 Days |
N-2 |
47511.59 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
22116.58 |
Day 34 |
No |
1078.40 |
31-90 Days |
N-3 |
19035.72 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
29418.53 |
Day 34 |
Yes |
1925.57 |
7-30 Days |
N-4 |
29019.20 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
23033.63 |
Day 34 |
No |
1827.82 |
91-180 Days |
N-5 |
26517.16 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
38261.20 |
Day 34 |
No |
3028.53 |
<7 Days |
N-6 |
34243.27 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
23031.24 |
Day 34 |
Yes |
1805.22 |
<7 Days |
N-7 |
25392.54 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
31969.53 |
Day 34 |
Yes |
1803.07 |
91-180 Days |
P-1 |
35555.43 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
37875.44 |
Day 34 |
Yes |
3599.58 |
91-180 Days |
P-2 |
44611.53 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
33298.65 |
Day 34 |
No |
630.05 |
7-30 Days |
S-8 |
31600.16 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
23233.42 |
Day 34 |
Yes |
1439.62 |
7-30 Days |
Y-1 |
22728.27 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |