| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
29919.77 |
Day 33 |
Yes |
1947.14 |
<7 Days |
E-5 |
26177.17 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
2325.59 |
Day 33 |
No |
178.17 |
91-180 Days |
E-6 |
1876.56 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
36991.24 |
Day 33 |
Yes |
1839.93 |
7-30 Days |
E-7 |
35102.74 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
18368.28 |
Day 33 |
No |
1598.54 |
<7 Days |
E-8 |
21998.23 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
24124.89 |
Day 33 |
No |
2408.57 |
31-90 Days |
E-9 |
26664.34 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
31537.94 |
Day 33 |
Yes |
2012.09 |
31-90 Days |
G-4 |
32863.53 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
19047.47 |
Day 33 |
No |
1854.70 |
7-30 Days |
IG-3 |
18807.17 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
3663.76 |
Day 33 |
No |
109.15 |
91-180 Days |
IG-4 |
4227.41 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
43328.74 |
Day 33 |
Yes |
3130.08 |
91-180 Days |
IG-5 |
37283.43 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
18643.41 |
Day 33 |
No |
760.48 |
91-180 Days |
IG-6 |
16919.06 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
18572.73 |
Day 33 |
Yes |
1068.60 |
<7 Days |
IG-7 |
15191.27 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
25254.76 |
Day 33 |
No |
146.21 |
91-180 Days |
IG-8 |
28070.86 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
41893.95 |
Day 33 |
No |
3898.46 |
91-180 Days |
L-1 |
42167.52 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
21107.11 |
Day 33 |
Yes |
719.94 |
31-90 Days |
L-10 |
19093.66 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
14431.33 |
Day 33 |
No |
42.56 |
<7 Days |
L-11 |
11795.18 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
41545.68 |
Day 33 |
No |
3856.17 |
91-180 Days |
L-2 |
47240.67 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
38753.02 |
Day 33 |
No |
1639.23 |
7-30 Days |
L-3 |
38913.39 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
6859.75 |
Day 33 |
No |
367.23 |
91-180 Days |
L-4 |
8140.86 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
12840.05 |
Day 33 |
No |
474.17 |
<7 Days |
L-5 |
11242.36 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
39353.69 |
Day 33 |
Yes |
3301.99 |
31-90 Days |
L-6 |
40371.22 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
801.08 |
Day 33 |
No |
6.35 |
91-180 Days |
L-7 |
781.53 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
8545.82 |
Day 33 |
No |
355.84 |
31-90 Days |
L-8 |
7534.62 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
8783.55 |
Day 33 |
Yes |
416.67 |
<7 Days |
L-9 |
10356.84 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
31681.88 |
Day 33 |
No |
2848.22 |
7-30 Days |
LC-1 |
26426.09 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
26038.87 |
Day 33 |
Yes |
2358.95 |
31-90 Days |
LC-2 |
25677.68 |
None |
No |
|
Trading |