| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
6867.46 |
83 - 90 Days |
Yes |
157.09 |
7-30 Days |
A-4 |
5906.86 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
9687.07 |
83 - 90 Days |
Yes |
205.19 |
91-180 Days |
A-5 |
8547.32 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
11610.49 |
83 - 90 Days |
Yes |
372.16 |
91-180 Days |
CB-1 |
13707.08 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
19047.16 |
83 - 90 Days |
Yes |
869.51 |
91-180 Days |
CB-2 |
18766.11 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
43330.53 |
83 - 90 Days |
Yes |
1885.34 |
31-90 Days |
CB-3 |
39913.49 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
32233.07 |
83 - 90 Days |
Yes |
718.34 |
<7 Days |
E-1 |
31322.46 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
21492.15 |
83 - 90 Days |
No |
909.73 |
91-180 Days |
E-2 |
22618.16 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
1442.03 |
83 - 90 Days |
Yes |
39.65 |
7-30 Days |
G-1 |
1640.68 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
14767.79 |
83 - 90 Days |
Yes |
1305.44 |
31-90 Days |
G-2 |
17044.08 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
42402.83 |
83 - 90 Days |
Yes |
2107.59 |
91-180 Days |
G-3 |
41395.91 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
42690.68 |
83 - 90 Days |
No |
781.83 |
31-90 Days |
IG-1 |
44926.61 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
3260.48 |
83 - 90 Days |
No |
209.79 |
31-90 Days |
IG-2 |
2729.23 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
8853.27 |
83 - 90 Days |
Yes |
6.28 |
91-180 Days |
S-1 |
10461.43 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
15880.31 |
83 - 90 Days |
Yes |
143.07 |
7-30 Days |
S-2 |
13379.50 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
37471.90 |
83 - 90 Days |
Yes |
2657.69 |
<7 Days |
S-3 |
30815.08 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
2234.48 |
83 - 90 Days |
No |
3.38 |
91-180 Days |
S-4 |
2156.96 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
13234.67 |
83 - 90 Days |
No |
317.82 |
7-30 Days |
S-5 |
15136.36 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
39111.02 |
83 - 90 Days |
No |
124.26 |
91-180 Days |
S-6 |
33711.73 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
32.39 |
83 - 90 Days |
No |
2.38 |
7-30 Days |
S-7 |
30.49 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
33696.13 |
91 - 120 Days |
No |
1522.66 |
<7 Days |
A-0-Q |
28618.00 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
20205.10 |
91 - 120 Days |
No |
1197.60 |
91-180 Days |
A-1-Q |
20555.26 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
37235.25 |
91 - 120 Days |
Yes |
2465.22 |
<7 Days |
A-2-Q |
37277.09 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
35540.65 |
91 - 120 Days |
No |
633.16 |
<7 Days |
A-3-Q |
40866.00 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
13236.88 |
91 - 120 Days |
Yes |
477.02 |
<7 Days |
A-4-Q |
14505.28 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
27681.73 |
91 - 120 Days |
No |
2014.48 |
91-180 Days |
A-5-Q |
29504.76 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |