| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
17942.62 |
75 - 82 Days |
No |
252.69 |
<7 Days |
S-2-Q |
15477.69 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
3431.84 |
75 - 82 Days |
Yes |
52.61 |
<7 Days |
S-3-Q |
2812.91 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
23411.82 |
75 - 82 Days |
No |
409.49 |
<7 Days |
S-4-Q |
19127.99 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
5936.12 |
75 - 82 Days |
Yes |
166.50 |
91-180 Days |
CB-3-Q |
5747.61 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
43353.64 |
75 - 82 Days |
No |
1737.90 |
7-30 Days |
G-1-Q |
37066.16 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
22667.77 |
75 - 82 Days |
No |
545.48 |
<7 Days |
G-2-Q |
26443.48 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
2421.20 |
75 - 82 Days |
No |
108.55 |
7-30 Days |
G-3-Q |
2128.16 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
39947.27 |
75 - 82 Days |
No |
2162.75 |
<7 Days |
S-5-Q |
38521.57 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
34848.46 |
75 - 82 Days |
Yes |
2729.71 |
<7 Days |
S-6-Q |
31047.39 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
33720.48 |
75 - 82 Days |
No |
2437.71 |
7-30 Days |
S-7-Q |
35090.94 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
10322.95 |
75 - 82 Days |
Yes |
760.02 |
91-180 Days |
E-1-Q |
10718.01 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
15290.72 |
75 - 82 Days |
No |
772.14 |
<7 Days |
E-2-Q |
15286.27 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
29683.13 |
75 - 82 Days |
Yes |
2311.49 |
91-180 Days |
IG-1-Q |
23752.76 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
40529.22 |
75 - 82 Days |
Yes |
1229.18 |
91-180 Days |
IG-2-Q |
40310.09 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
39457.24 |
75 - 82 Days |
No |
1275.22 |
31-90 Days |
C-1 |
41454.35 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
6436.97 |
75 - 82 Days |
No |
606.57 |
<7 Days |
CB-4 |
5354.41 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
24894.97 |
75 - 82 Days |
No |
1376.98 |
<7 Days |
E-10 |
28209.47 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
20828.67 |
75 - 82 Days |
Yes |
1897.80 |
31-90 Days |
E-3 |
23435.43 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
1230.58 |
75 - 82 Days |
Yes |
97.94 |
31-90 Days |
E-4 |
1155.97 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
39024.31 |
75 - 82 Days |
No |
2995.67 |
<7 Days |
E-5 |
40708.80 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
23139.13 |
75 - 82 Days |
Yes |
329.06 |
7-30 Days |
E-6 |
18929.33 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
30753.82 |
75 - 82 Days |
No |
1071.15 |
91-180 Days |
E-7 |
27722.23 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
1416.30 |
75 - 82 Days |
Yes |
10.23 |
7-30 Days |
E-8 |
1262.51 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
33712.21 |
75 - 82 Days |
Yes |
708.72 |
7-30 Days |
E-9 |
35830.72 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
11550.78 |
75 - 82 Days |
Yes |
437.48 |
<7 Days |
G-4 |
12534.69 |
None |
No |
|
Treasury |