| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
36077.62 |
68 - 74 Days |
Yes |
3437.51 |
91-180 Days |
CB-2 |
40214.24 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
20665.41 |
68 - 74 Days |
Yes |
1657.43 |
7-30 Days |
CB-3 |
18651.74 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
3933.55 |
68 - 74 Days |
Yes |
225.42 |
<7 Days |
E-1 |
4103.54 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
30730.77 |
68 - 74 Days |
Yes |
1905.93 |
31-90 Days |
E-2 |
33824.21 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
26471.70 |
68 - 74 Days |
No |
2349.14 |
91-180 Days |
G-1 |
27718.61 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
21567.68 |
68 - 74 Days |
No |
238.70 |
91-180 Days |
G-2 |
19709.25 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
27128.50 |
68 - 74 Days |
Yes |
1535.25 |
91-180 Days |
G-3 |
28571.69 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
15409.34 |
68 - 74 Days |
Yes |
1026.20 |
<7 Days |
IG-1 |
13951.75 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
2468.34 |
68 - 74 Days |
No |
194.05 |
<7 Days |
IG-2 |
2734.42 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
17678.25 |
68 - 74 Days |
No |
304.55 |
<7 Days |
S-1 |
15096.70 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
20762.47 |
68 - 74 Days |
No |
445.98 |
31-90 Days |
S-2 |
21308.35 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
37636.61 |
68 - 74 Days |
Yes |
3234.02 |
31-90 Days |
S-3 |
34103.76 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
15855.76 |
68 - 74 Days |
No |
10.66 |
31-90 Days |
S-4 |
17276.67 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
33049.05 |
68 - 74 Days |
Yes |
22.68 |
91-180 Days |
S-5 |
30220.97 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
11093.91 |
68 - 74 Days |
No |
828.56 |
<7 Days |
S-6 |
12381.70 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
21143.97 |
68 - 74 Days |
No |
1476.33 |
31-90 Days |
S-7 |
23651.24 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
32508.48 |
75 - 82 Days |
Yes |
3095.99 |
7-30 Days |
A-0-Q |
32525.66 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
19528.78 |
75 - 82 Days |
Yes |
1834.70 |
31-90 Days |
A-1-Q |
20924.09 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
5237.40 |
75 - 82 Days |
No |
74.07 |
91-180 Days |
A-2-Q |
4738.21 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
36363.27 |
75 - 82 Days |
Yes |
1716.29 |
31-90 Days |
A-3-Q |
39007.66 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
1664.02 |
75 - 82 Days |
Yes |
84.46 |
7-30 Days |
A-4-Q |
1593.80 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
18630.67 |
75 - 82 Days |
Yes |
837.22 |
7-30 Days |
A-5-Q |
21270.10 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
10458.37 |
75 - 82 Days |
No |
360.58 |
31-90 Days |
CB-1-Q |
8803.97 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
19039.94 |
75 - 82 Days |
No |
682.02 |
91-180 Days |
CB-2-Q |
17990.41 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
14622.50 |
75 - 82 Days |
Yes |
512.24 |
7-30 Days |
S-1-Q |
12327.15 |
None |
No |
|
Treasury |