| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
109.31 |
75 - 82 Days |
Yes |
3.06 |
91-180 Days |
N-7 |
129.18 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
33872.60 |
75 - 82 Days |
No |
251.99 |
91-180 Days |
P-1 |
32962.94 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
4906.76 |
75 - 82 Days |
Yes |
229.68 |
91-180 Days |
P-2 |
5817.24 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
1826.36 |
75 - 82 Days |
Yes |
19.91 |
31-90 Days |
S-8 |
1882.26 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
40569.03 |
75 - 82 Days |
Yes |
3787.78 |
31-90 Days |
Y-1 |
39587.71 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
24924.89 |
75 - 82 Days |
No |
2411.83 |
7-30 Days |
Y-2 |
26385.88 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
32464.84 |
75 - 82 Days |
Yes |
3196.63 |
<7 Days |
Y-3 |
26893.38 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
30086.28 |
75 - 82 Days |
Yes |
2711.84 |
<7 Days |
Y-4 |
29169.99 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
4984.92 |
75 - 82 Days |
No |
311.13 |
91-180 Days |
Z-1 |
5375.09 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
20233.60 |
75 - 82 Days |
Yes |
1217.04 |
31-90 Days |
A-2 |
22257.49 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
4817.96 |
75 - 82 Days |
Yes |
329.79 |
91-180 Days |
A-3 |
4530.27 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
6203.73 |
75 - 82 Days |
No |
244.00 |
7-30 Days |
A-4 |
6637.39 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
17310.14 |
75 - 82 Days |
Yes |
1120.43 |
31-90 Days |
A-5 |
19856.37 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
6093.79 |
75 - 82 Days |
No |
228.50 |
<7 Days |
CB-1 |
7147.01 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
38664.17 |
75 - 82 Days |
Yes |
2192.58 |
31-90 Days |
CB-2 |
45708.05 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
26567.05 |
75 - 82 Days |
No |
805.62 |
7-30 Days |
CB-3 |
23124.18 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
37880.57 |
75 - 82 Days |
Yes |
2263.94 |
91-180 Days |
E-1 |
39779.97 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
1281.55 |
75 - 82 Days |
No |
29.75 |
<7 Days |
E-2 |
1493.26 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
31609.47 |
75 - 82 Days |
Yes |
3019.92 |
91-180 Days |
G-1 |
33203.73 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
29978.30 |
75 - 82 Days |
No |
454.22 |
<7 Days |
G-2 |
28550.82 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
29109.81 |
75 - 82 Days |
Yes |
622.57 |
31-90 Days |
G-3 |
29458.04 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
20841.50 |
75 - 82 Days |
No |
1697.63 |
31-90 Days |
IG-1 |
24254.09 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
36648.66 |
75 - 82 Days |
Yes |
563.57 |
31-90 Days |
IG-2 |
38633.94 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
34032.68 |
75 - 82 Days |
Yes |
1952.84 |
<7 Days |
S-1 |
33613.22 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
601.88 |
75 - 82 Days |
Yes |
10.34 |
7-30 Days |
S-2 |
607.31 |
Partial |
No |
|
Trading |