| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
8953.16 |
61 - 67 Days |
No |
619.97 |
31-90 Days |
S-8 |
10471.98 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
25357.16 |
61 - 67 Days |
No |
2252.55 |
31-90 Days |
Y-1 |
26115.23 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
24687.57 |
61 - 67 Days |
No |
121.15 |
91-180 Days |
Y-2 |
29561.04 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
31314.54 |
61 - 67 Days |
No |
1661.30 |
31-90 Days |
Y-3 |
35750.90 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
7065.72 |
61 - 67 Days |
No |
150.19 |
<7 Days |
Y-4 |
8039.98 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
3328.75 |
61 - 67 Days |
Yes |
101.28 |
<7 Days |
Z-1 |
3494.39 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
9584.00 |
61 - 67 Days |
Yes |
338.53 |
7-30 Days |
A-2 |
9563.64 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
33614.14 |
61 - 67 Days |
No |
1682.65 |
<7 Days |
A-3 |
29431.99 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
8160.77 |
61 - 67 Days |
No |
350.48 |
91-180 Days |
A-4 |
6865.29 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
29111.75 |
61 - 67 Days |
Yes |
2087.20 |
31-90 Days |
A-5 |
26039.81 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
3320.93 |
61 - 67 Days |
Yes |
247.53 |
<7 Days |
CB-1 |
3049.74 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
32769.15 |
61 - 67 Days |
No |
1146.95 |
<7 Days |
CB-2 |
32506.91 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
27338.48 |
61 - 67 Days |
No |
2.66 |
31-90 Days |
CB-3 |
29764.23 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
28982.42 |
61 - 67 Days |
Yes |
131.70 |
7-30 Days |
E-1 |
29805.35 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
27283.81 |
61 - 67 Days |
Yes |
975.90 |
7-30 Days |
E-2 |
29389.12 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
21664.42 |
61 - 67 Days |
No |
167.25 |
<7 Days |
G-1 |
25515.13 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
34687.34 |
61 - 67 Days |
Yes |
1198.90 |
91-180 Days |
G-2 |
36446.69 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
26420.01 |
61 - 67 Days |
No |
740.98 |
31-90 Days |
G-3 |
31585.14 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
18809.76 |
61 - 67 Days |
Yes |
131.59 |
31-90 Days |
IG-1 |
16949.35 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
41214.03 |
61 - 67 Days |
Yes |
2201.33 |
<7 Days |
IG-2 |
46434.19 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
32033.79 |
61 - 67 Days |
Yes |
1272.76 |
<7 Days |
S-1 |
26268.69 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
2325.70 |
61 - 67 Days |
Yes |
187.38 |
7-30 Days |
S-2 |
2082.94 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
30717.79 |
61 - 67 Days |
No |
1256.20 |
91-180 Days |
S-3 |
34733.14 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
24770.90 |
61 - 67 Days |
No |
1617.85 |
91-180 Days |
S-4 |
24270.37 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
32060.98 |
61 - 67 Days |
Yes |
3134.32 |
91-180 Days |
S-5 |
33048.63 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |