| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18003.24 |
Day 23 |
Yes |
1785.98 |
31-90 Days |
E-2 |
15889.54 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
14776.33 |
Day 23 |
Yes |
1464.55 |
7-30 Days |
G-1 |
17665.35 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
3665.39 |
Day 23 |
Yes |
103.03 |
7-30 Days |
G-2 |
4263.56 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25937.72 |
Day 23 |
Yes |
1257.80 |
31-90 Days |
G-3 |
28917.62 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
34063.21 |
Day 23 |
Yes |
3188.26 |
7-30 Days |
IG-1 |
37423.95 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
6748.80 |
Day 23 |
Yes |
568.11 |
7-30 Days |
IG-2 |
5681.79 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21409.69 |
Day 23 |
No |
566.70 |
31-90 Days |
S-1 |
21563.12 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36631.13 |
Day 23 |
No |
839.07 |
91-180 Days |
S-2 |
41488.69 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36366.25 |
Day 23 |
Yes |
214.58 |
91-180 Days |
S-3 |
42701.31 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
34940.92 |
Day 23 |
Yes |
1681.13 |
91-180 Days |
S-4 |
34374.51 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23836.30 |
Day 23 |
Yes |
1438.16 |
31-90 Days |
S-5 |
25065.84 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21304.36 |
Day 23 |
No |
1359.14 |
<7 Days |
S-6 |
23212.52 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23015.18 |
Day 23 |
No |
1859.01 |
31-90 Days |
S-7 |
19254.78 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13201.44 |
Day 24 |
Yes |
784.18 |
91-180 Days |
A-0-Q |
14440.44 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33683.66 |
Day 24 |
No |
483.12 |
7-30 Days |
A-1-Q |
38936.62 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26088.32 |
Day 24 |
No |
208.14 |
<7 Days |
A-2-Q |
25913.52 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27679.23 |
Day 24 |
No |
28.95 |
91-180 Days |
A-3-Q |
31485.09 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
5427.01 |
Day 24 |
Yes |
163.74 |
7-30 Days |
A-4-Q |
4921.52 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11033.45 |
Day 24 |
No |
696.59 |
7-30 Days |
A-5-Q |
8952.66 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
3824.28 |
Day 24 |
No |
319.10 |
91-180 Days |
CB-1-Q |
3090.99 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32211.31 |
Day 24 |
No |
1706.09 |
7-30 Days |
CB-2-Q |
38537.54 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
28235.61 |
Day 24 |
Yes |
1923.30 |
91-180 Days |
S-1-Q |
33236.43 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25984.78 |
Day 24 |
Yes |
1607.83 |
31-90 Days |
S-2-Q |
21866.93 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39040.22 |
Day 24 |
No |
1292.13 |
<7 Days |
S-3-Q |
42806.15 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
15052.80 |
Day 24 |
Yes |
765.95 |
<7 Days |
S-4-Q |
17417.61 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |