| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
37272.16 |
Day 23 |
Yes |
990.49 |
91-180 Days |
LC-1 |
40192.09 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
27506.84 |
Day 23 |
Yes |
1663.99 |
31-90 Days |
LC-2 |
31347.35 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12765.84 |
Day 23 |
No |
935.16 |
<7 Days |
N-1 |
11859.57 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18218.94 |
Day 23 |
Yes |
1289.80 |
31-90 Days |
N-2 |
20930.33 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
17053.54 |
Day 23 |
No |
404.59 |
91-180 Days |
N-3 |
16425.99 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
13441.57 |
Day 23 |
No |
858.57 |
7-30 Days |
N-4 |
10856.87 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
28555.71 |
Day 23 |
Yes |
2744.81 |
7-30 Days |
N-5 |
29990.66 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14601.24 |
Day 23 |
No |
28.69 |
7-30 Days |
N-6 |
15977.11 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
34726.90 |
Day 23 |
No |
2712.80 |
7-30 Days |
N-7 |
39687.77 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21770.31 |
Day 23 |
Yes |
484.84 |
7-30 Days |
P-1 |
19764.16 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19152.14 |
Day 23 |
No |
1128.77 |
7-30 Days |
P-2 |
17119.24 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9315.66 |
Day 23 |
No |
27.33 |
31-90 Days |
S-8 |
9690.45 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
31201.36 |
Day 23 |
Yes |
827.79 |
7-30 Days |
Y-1 |
33177.34 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
3837.78 |
Day 23 |
Yes |
131.97 |
7-30 Days |
Y-2 |
3843.67 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10489.85 |
Day 23 |
No |
743.76 |
<7 Days |
Y-3 |
12519.20 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20027.30 |
Day 23 |
Yes |
872.00 |
91-180 Days |
Y-4 |
21221.84 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
41866.62 |
Day 23 |
Yes |
1450.18 |
7-30 Days |
Z-1 |
36924.42 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19644.84 |
Day 23 |
No |
1078.31 |
31-90 Days |
A-2 |
18532.44 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
38177.53 |
Day 23 |
No |
2606.52 |
91-180 Days |
A-3 |
43398.80 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10533.50 |
Day 23 |
No |
301.53 |
31-90 Days |
A-4 |
11248.48 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27006.48 |
Day 23 |
Yes |
1220.93 |
31-90 Days |
A-5 |
32317.11 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
31227.65 |
Day 23 |
No |
1760.71 |
<7 Days |
CB-1 |
25380.56 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18169.24 |
Day 23 |
No |
1734.01 |
7-30 Days |
CB-2 |
18813.87 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
2759.92 |
Day 23 |
Yes |
77.73 |
31-90 Days |
CB-3 |
2511.32 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19911.93 |
Day 23 |
No |
600.69 |
91-180 Days |
E-1 |
16504.88 |
Partial |
No |
|
Treasury |