| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
17423.71 |
Day 24 |
No |
683.21 |
<7 Days |
IG-6 |
18752.74 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6503.30 |
Day 24 |
No |
579.44 |
<7 Days |
IG-7 |
5982.09 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
41098.32 |
Day 24 |
No |
2469.06 |
91-180 Days |
IG-8 |
44280.34 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
28247.46 |
Day 24 |
No |
2428.75 |
91-180 Days |
L-1 |
26145.73 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29743.70 |
Day 24 |
No |
79.70 |
91-180 Days |
L-10 |
35190.31 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21398.60 |
Day 24 |
Yes |
471.17 |
31-90 Days |
L-11 |
18556.54 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1306.80 |
Day 24 |
No |
89.46 |
<7 Days |
L-2 |
1331.05 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
23739.68 |
Day 24 |
No |
1534.91 |
7-30 Days |
L-3 |
22084.98 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
27079.76 |
Day 24 |
No |
232.62 |
<7 Days |
L-4 |
29130.24 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
23350.60 |
Day 24 |
No |
2276.94 |
7-30 Days |
L-5 |
22612.76 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
13787.26 |
Day 24 |
No |
842.23 |
91-180 Days |
L-6 |
12741.88 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14127.64 |
Day 24 |
Yes |
289.15 |
<7 Days |
L-7 |
15853.31 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
35674.49 |
Day 24 |
No |
946.14 |
<7 Days |
L-8 |
42512.02 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
17017.71 |
Day 24 |
No |
392.69 |
31-90 Days |
L-9 |
16991.43 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30689.91 |
Day 24 |
Yes |
2917.86 |
91-180 Days |
LC-1 |
26509.90 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
2924.12 |
Day 24 |
Yes |
178.49 |
<7 Days |
LC-2 |
2664.81 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5286.32 |
Day 24 |
No |
394.93 |
<7 Days |
N-1 |
4755.58 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
366.53 |
Day 24 |
No |
33.16 |
91-180 Days |
N-2 |
428.97 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
387.56 |
Day 24 |
No |
17.93 |
7-30 Days |
N-3 |
452.74 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25889.09 |
Day 24 |
No |
991.14 |
91-180 Days |
N-4 |
30284.96 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30642.53 |
Day 24 |
No |
2478.44 |
<7 Days |
N-5 |
28196.20 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12055.82 |
Day 24 |
Yes |
43.64 |
7-30 Days |
N-6 |
13237.72 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
40591.04 |
Day 24 |
No |
1642.24 |
7-30 Days |
N-7 |
45489.56 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
23481.54 |
Day 24 |
No |
884.71 |
<7 Days |
P-1 |
24673.22 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
27805.42 |
Day 24 |
Yes |
1252.68 |
7-30 Days |
P-2 |
25387.51 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |