| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
18506.83 |
Day 22 |
No |
672.49 |
91-180 Days |
L-1 |
17674.34 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
43156.66 |
Day 22 |
No |
4081.86 |
31-90 Days |
L-10 |
36916.31 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
25082.11 |
Day 22 |
Yes |
669.57 |
91-180 Days |
L-11 |
25528.79 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30826.15 |
Day 22 |
Yes |
2235.10 |
91-180 Days |
L-2 |
35231.15 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30074.54 |
Day 22 |
No |
2183.38 |
91-180 Days |
L-3 |
26108.63 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26086.61 |
Day 22 |
Yes |
1194.93 |
7-30 Days |
L-4 |
28196.17 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
35654.22 |
Day 22 |
No |
73.66 |
91-180 Days |
L-5 |
33815.57 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
35015.48 |
Day 22 |
Yes |
2725.00 |
7-30 Days |
L-6 |
34488.63 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33433.37 |
Day 22 |
No |
3242.56 |
31-90 Days |
L-7 |
36455.19 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9502.26 |
Day 22 |
Yes |
77.10 |
<7 Days |
L-8 |
8896.39 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21070.90 |
Day 22 |
No |
634.37 |
91-180 Days |
L-9 |
17756.38 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
77.50 |
Day 22 |
No |
4.75 |
7-30 Days |
LC-1 |
78.36 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29467.34 |
Day 22 |
No |
970.28 |
31-90 Days |
LC-2 |
23646.80 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14788.62 |
Day 22 |
No |
50.24 |
<7 Days |
N-1 |
14030.26 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34962.47 |
Day 22 |
No |
2387.30 |
31-90 Days |
N-2 |
35986.57 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
32724.46 |
Day 22 |
Yes |
721.63 |
31-90 Days |
N-3 |
31177.08 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4121.48 |
Day 22 |
Yes |
266.41 |
<7 Days |
N-4 |
4119.31 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
16434.08 |
Day 22 |
No |
642.99 |
91-180 Days |
N-5 |
17211.95 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1604.90 |
Day 22 |
Yes |
144.61 |
<7 Days |
N-6 |
1529.55 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
10160.80 |
Day 22 |
No |
748.70 |
7-30 Days |
N-7 |
9719.48 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
17484.12 |
Day 22 |
Yes |
1400.70 |
<7 Days |
P-1 |
14703.88 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32498.87 |
Day 22 |
Yes |
1375.34 |
91-180 Days |
P-2 |
30153.48 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27173.93 |
Day 22 |
Yes |
1658.49 |
31-90 Days |
S-8 |
30859.52 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
10413.36 |
Day 22 |
No |
494.17 |
31-90 Days |
Y-1 |
8446.10 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
40565.71 |
Day 22 |
No |
1100.81 |
91-180 Days |
Y-2 |
34868.27 |
None |
No |
|
Wholesale Lending |