| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
16674.74 |
Day 21 |
No |
1340.67 |
31-90 Days |
G-3 |
15485.92 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
41110.43 |
Day 21 |
No |
2222.57 |
7-30 Days |
IG-1 |
39512.15 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27855.36 |
Day 21 |
Yes |
170.54 |
7-30 Days |
IG-2 |
30332.41 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21692.42 |
Day 21 |
Yes |
661.40 |
31-90 Days |
S-1 |
25287.19 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25085.56 |
Day 21 |
Yes |
2237.33 |
<7 Days |
S-2 |
20443.20 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11200.23 |
Day 21 |
Yes |
950.02 |
91-180 Days |
S-3 |
12600.77 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32544.50 |
Day 21 |
Yes |
1841.85 |
91-180 Days |
S-4 |
31543.77 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
24536.08 |
Day 21 |
No |
360.63 |
7-30 Days |
S-5 |
27535.52 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
15524.27 |
Day 21 |
Yes |
1411.35 |
<7 Days |
S-6 |
13836.41 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25219.09 |
Day 21 |
Yes |
2164.19 |
31-90 Days |
S-7 |
23351.07 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
13890.16 |
Day 22 |
No |
539.73 |
31-90 Days |
A-0-Q |
12845.92 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
26730.96 |
Day 22 |
No |
1332.18 |
<7 Days |
A-1-Q |
23476.47 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26428.18 |
Day 22 |
Yes |
1195.42 |
7-30 Days |
A-2-Q |
22004.74 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33431.85 |
Day 22 |
Yes |
2188.02 |
31-90 Days |
A-3-Q |
27208.40 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1081.44 |
Day 22 |
No |
22.55 |
<7 Days |
A-4-Q |
1196.85 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
17646.68 |
Day 22 |
Yes |
1646.41 |
91-180 Days |
A-5-Q |
15710.30 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12499.83 |
Day 22 |
No |
430.40 |
91-180 Days |
CB-1-Q |
11468.14 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8174.97 |
Day 22 |
No |
611.54 |
91-180 Days |
CB-2-Q |
9204.75 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
18739.42 |
Day 22 |
No |
1268.38 |
31-90 Days |
S-1-Q |
19922.73 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
18052.90 |
Day 22 |
Yes |
1429.25 |
91-180 Days |
S-2-Q |
20394.17 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
31447.00 |
Day 22 |
No |
1509.77 |
<7 Days |
S-3-Q |
32993.80 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15650.81 |
Day 22 |
Yes |
822.40 |
91-180 Days |
S-4-Q |
15083.02 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7368.53 |
Day 22 |
No |
642.33 |
<7 Days |
CB-3-Q |
8542.86 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
22254.52 |
Day 22 |
Yes |
1242.34 |
31-90 Days |
G-1-Q |
24802.60 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
32576.25 |
Day 22 |
Yes |
2695.76 |
<7 Days |
G-2-Q |
29581.93 |
Full |
No |
|
Investment Banking |