| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9995.75 |
Day 22 |
No |
753.23 |
7-30 Days |
Y-3 |
8314.82 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30761.46 |
Day 22 |
Yes |
2947.46 |
31-90 Days |
Y-4 |
25792.07 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19783.46 |
Day 22 |
Yes |
728.80 |
7-30 Days |
Z-1 |
16708.62 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30939.05 |
Day 22 |
No |
61.80 |
31-90 Days |
A-2 |
36276.90 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
11365.45 |
Day 22 |
Yes |
761.51 |
31-90 Days |
A-3 |
10975.11 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
17017.02 |
Day 22 |
No |
1089.03 |
7-30 Days |
A-4 |
19813.13 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11070.65 |
Day 22 |
Yes |
450.95 |
31-90 Days |
A-5 |
12325.74 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
3938.61 |
Day 22 |
No |
308.33 |
7-30 Days |
CB-1 |
3176.51 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20938.53 |
Day 22 |
Yes |
135.90 |
31-90 Days |
CB-2 |
21619.53 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36377.68 |
Day 22 |
Yes |
2298.17 |
<7 Days |
CB-3 |
32522.91 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23429.82 |
Day 22 |
Yes |
720.14 |
31-90 Days |
E-1 |
23479.73 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21841.68 |
Day 22 |
No |
283.65 |
31-90 Days |
E-2 |
21504.71 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
26297.68 |
Day 22 |
No |
2098.64 |
91-180 Days |
G-1 |
26684.49 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15955.61 |
Day 22 |
Yes |
737.72 |
31-90 Days |
G-2 |
17597.22 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
34941.34 |
Day 22 |
Yes |
2542.45 |
<7 Days |
G-3 |
33656.15 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
15677.65 |
Day 22 |
Yes |
1565.77 |
7-30 Days |
IG-1 |
14608.00 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
16264.56 |
Day 22 |
Yes |
493.61 |
31-90 Days |
IG-2 |
16438.08 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42574.75 |
Day 22 |
No |
4148.54 |
<7 Days |
S-1 |
42062.46 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13743.37 |
Day 22 |
No |
633.42 |
91-180 Days |
S-2 |
15680.36 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
31070.29 |
Day 22 |
No |
1725.27 |
<7 Days |
S-3 |
25651.30 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32382.95 |
Day 22 |
No |
2294.78 |
7-30 Days |
S-4 |
38217.35 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
2348.71 |
Day 22 |
Yes |
208.25 |
31-90 Days |
S-5 |
2400.78 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18984.12 |
Day 22 |
Yes |
1848.14 |
7-30 Days |
S-6 |
17657.59 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4045.96 |
Day 22 |
Yes |
372.83 |
31-90 Days |
S-7 |
4102.28 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1065.28 |
Day 23 |
No |
90.12 |
<7 Days |
A-0-Q |
1221.75 |
None |
No |
|
Treasury |