| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
11059.11 |
Day 21 |
Yes |
553.55 |
<7 Days |
E-6 |
11917.85 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15462.92 |
Day 21 |
Yes |
92.67 |
<7 Days |
E-7 |
16453.08 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
18997.12 |
Day 21 |
No |
1441.88 |
91-180 Days |
E-8 |
22366.74 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19425.67 |
Day 21 |
No |
329.09 |
91-180 Days |
E-9 |
22941.47 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4519.31 |
Day 21 |
Yes |
287.82 |
31-90 Days |
G-4 |
4230.86 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
17225.48 |
Day 21 |
Yes |
215.76 |
31-90 Days |
IG-3 |
17144.98 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
259.04 |
Day 21 |
No |
16.00 |
91-180 Days |
IG-4 |
264.57 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7096.83 |
Day 21 |
Yes |
645.91 |
31-90 Days |
IG-5 |
6334.81 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
16929.36 |
Day 21 |
Yes |
1113.72 |
91-180 Days |
IG-6 |
14706.59 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
16322.77 |
Day 21 |
No |
882.71 |
<7 Days |
IG-7 |
18362.14 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
11222.45 |
Day 21 |
No |
427.73 |
31-90 Days |
IG-8 |
13319.04 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
42160.28 |
Day 21 |
Yes |
3063.64 |
31-90 Days |
L-1 |
34931.69 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
24461.30 |
Day 21 |
No |
1789.67 |
7-30 Days |
L-10 |
21827.50 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
272.24 |
Day 21 |
No |
9.84 |
91-180 Days |
L-11 |
303.20 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5943.28 |
Day 21 |
Yes |
259.90 |
31-90 Days |
L-2 |
6075.23 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39581.89 |
Day 21 |
No |
206.54 |
7-30 Days |
L-3 |
35708.67 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
25767.00 |
Day 21 |
No |
365.16 |
7-30 Days |
L-4 |
23819.39 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
31725.76 |
Day 21 |
Yes |
2315.81 |
91-180 Days |
L-5 |
37419.44 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32581.16 |
Day 21 |
No |
997.75 |
91-180 Days |
L-6 |
38349.36 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
16454.31 |
Day 21 |
No |
236.05 |
<7 Days |
L-7 |
16837.29 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4218.45 |
Day 21 |
Yes |
381.51 |
91-180 Days |
L-8 |
4804.68 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
13347.36 |
Day 21 |
No |
1150.70 |
<7 Days |
L-9 |
12788.54 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
179.13 |
Day 21 |
No |
7.55 |
<7 Days |
LC-1 |
205.02 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
31416.84 |
Day 21 |
No |
1189.55 |
7-30 Days |
LC-2 |
25283.52 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
24154.03 |
Day 21 |
Yes |
2213.38 |
91-180 Days |
N-1 |
22757.68 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |