| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
31373.85 |
Day 20 |
Yes |
2077.36 |
7-30 Days |
S-7-Q |
27058.08 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
17973.87 |
Day 20 |
No |
1459.53 |
91-180 Days |
E-1-Q |
21496.43 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
17679.95 |
Day 20 |
Yes |
1444.98 |
31-90 Days |
E-2-Q |
16777.18 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36953.73 |
Day 20 |
No |
2933.34 |
<7 Days |
IG-1-Q |
40633.11 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7459.65 |
Day 20 |
Yes |
87.32 |
31-90 Days |
IG-2-Q |
7744.08 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29332.87 |
Day 20 |
No |
2791.89 |
<7 Days |
C-1 |
33532.33 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19616.08 |
Day 20 |
Yes |
364.87 |
<7 Days |
CB-4 |
18363.82 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33159.14 |
Day 20 |
Yes |
1418.45 |
<7 Days |
E-10 |
32960.99 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
5260.98 |
Day 20 |
No |
454.98 |
31-90 Days |
E-3 |
5167.28 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32589.97 |
Day 20 |
Yes |
24.18 |
7-30 Days |
E-4 |
35496.71 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
38050.57 |
Day 20 |
Yes |
3747.89 |
31-90 Days |
E-5 |
44801.52 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12081.41 |
Day 20 |
Yes |
428.19 |
91-180 Days |
E-6 |
11769.12 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
43720.50 |
Day 20 |
No |
3054.65 |
<7 Days |
E-7 |
48901.13 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13665.99 |
Day 20 |
No |
762.33 |
31-90 Days |
E-8 |
15990.87 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
15554.55 |
Day 20 |
Yes |
1417.66 |
<7 Days |
E-9 |
12624.38 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
37388.81 |
Day 20 |
No |
90.29 |
<7 Days |
G-4 |
34242.72 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8792.29 |
Day 20 |
No |
658.84 |
<7 Days |
IG-3 |
8664.01 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4193.72 |
Day 20 |
No |
226.67 |
91-180 Days |
IG-4 |
4874.74 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
10469.58 |
Day 20 |
No |
938.93 |
<7 Days |
IG-5 |
9364.06 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13841.48 |
Day 20 |
Yes |
1162.35 |
91-180 Days |
IG-6 |
15130.76 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26010.23 |
Day 20 |
No |
1683.36 |
7-30 Days |
IG-7 |
22423.25 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19382.08 |
Day 20 |
Yes |
1731.77 |
91-180 Days |
IG-8 |
16707.70 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12406.76 |
Day 20 |
No |
730.42 |
<7 Days |
L-1 |
13298.87 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19742.84 |
Day 20 |
No |
2.92 |
7-30 Days |
L-10 |
22350.39 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
28266.61 |
Day 20 |
No |
982.30 |
91-180 Days |
L-11 |
27242.03 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |