| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9226.76 |
Day 19 |
No |
156.20 |
91-180 Days |
N-5 |
10149.81 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
1957.98 |
Day 19 |
Yes |
65.40 |
31-90 Days |
N-6 |
1899.79 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
2927.73 |
Day 19 |
Yes |
288.63 |
<7 Days |
N-7 |
3479.62 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
8062.41 |
Day 19 |
No |
524.55 |
<7 Days |
P-1 |
7610.70 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
32077.15 |
Day 19 |
Yes |
1604.82 |
7-30 Days |
P-2 |
29777.88 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36884.38 |
Day 19 |
Yes |
669.35 |
91-180 Days |
S-8 |
41637.95 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
20110.11 |
Day 19 |
Yes |
134.95 |
<7 Days |
Y-1 |
21774.25 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6853.60 |
Day 19 |
No |
439.09 |
31-90 Days |
Y-2 |
7129.29 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
8671.49 |
Day 19 |
Yes |
695.27 |
<7 Days |
Y-3 |
7484.20 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19980.23 |
Day 19 |
Yes |
783.17 |
91-180 Days |
Y-4 |
22602.89 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12278.33 |
Day 19 |
No |
684.31 |
31-90 Days |
Z-1 |
11230.00 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
11709.61 |
Day 19 |
Yes |
958.43 |
7-30 Days |
A-2 |
9886.60 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32865.49 |
Day 19 |
No |
2917.66 |
91-180 Days |
A-3 |
29966.91 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29028.64 |
Day 19 |
Yes |
2534.74 |
7-30 Days |
A-4 |
30701.74 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39550.50 |
Day 19 |
Yes |
1051.70 |
7-30 Days |
A-5 |
46488.95 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36302.75 |
Day 19 |
Yes |
2819.29 |
<7 Days |
CB-1 |
37169.48 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
558.49 |
Day 19 |
Yes |
16.72 |
7-30 Days |
CB-2 |
511.20 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12468.64 |
Day 19 |
Yes |
1180.01 |
<7 Days |
CB-3 |
12075.16 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18342.79 |
Day 19 |
No |
1507.15 |
<7 Days |
E-1 |
17819.21 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39859.09 |
Day 19 |
No |
1868.16 |
<7 Days |
E-2 |
33559.74 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42950.63 |
Day 19 |
No |
559.89 |
31-90 Days |
G-1 |
36656.08 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
40524.15 |
Day 19 |
No |
3231.55 |
<7 Days |
G-2 |
47424.56 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
38765.28 |
Day 19 |
Yes |
188.41 |
<7 Days |
G-3 |
44755.45 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
38034.94 |
Day 19 |
No |
3563.89 |
7-30 Days |
IG-1 |
41418.99 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
17313.45 |
Day 19 |
No |
1710.61 |
91-180 Days |
IG-2 |
18430.28 |
Partial |
No |
|
Trading |